BHK Investment Advisors provides portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
BHK Investment Advisors reports 328 clients. They include 181 high-net-worth individuals, 123 individual clients, and 13 corporations and other businesses. Of its assets, 47.4% ($376M across 538 accounts) are managed with discretion; $418M across 233 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 38% | 6% |
| High-net-worth individuals | 55% | 55% |
| Pension and profit-sharing plans | 3% | 25% |
| Corporations and other businesses | 4% | 14% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 123 | $49.9M | 6.3% | $406K |
| High-net-worth individuals | 181 | $434M | 54.6% | $2.4M |
| Pension and profit-sharing plans | 11 | $200M | 25.2% | $18.2M |
| Corporations and other businesses | 13 | $111M | 13.9% | $8.51M |
| Total | 328 | $794M | 100% | $2.42M |
- Clients
- 123
- Regulatory AUM
- $49.9M
- AUM share
- 6.3%
- Avg. per client
- $406K
- Clients
- 181
- Regulatory AUM
- $434M
- AUM share
- 54.6%
- Avg. per client
- $2.4M
- Clients
- 11
- Regulatory AUM
- $200M
- AUM share
- 25.2%
- Avg. per client
- $18.2M
- Clients
- 13
- Regulatory AUM
- $111M
- AUM share
- 13.9%
- Avg. per client
- $8.51M
Total
- Clients
- 328
- Regulatory AUM
- $794M
- AUM share
- 100%
- Avg. per client
- $2.42M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
BHK Investment Advisors is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
BHK Holdings, LLC owns 75% or more of BHK Investment Advisors and is in turn owned by John Brock (25–50%). The leadership team of BHK Investment Advisors includes Chief Compliance Officer James Knight. It has 9 employees, 5 of them in advisory roles.
Leadership
James KnightChief Compliance Officer
Meredyth HazzardCEO/CFO
Investment adviser representatives
5 representatives listed in the SEC register as of 9 October 2026.
- William Martin Beasley
- Meredyth Roberts Hazzard
- James Bailey Knight
Staff
- 9 employees
- 5 in advisory functions
- 5 state-registered reps
- 5 broker-dealer reps
- 2 insurance agents
- Owns 75% or more of BHK Investment Advisors, LLC
BHK Holdings, LLC
since March 2005
- Owns 25% to 50% of BHK Holdings, LLC
John Brock
since March 2005
- Owns 25% to 50% of BHK Investment Advisors, LLC
Meredyth Hazzard
Control person · since March 2005
- Owns 25% to 50% of BHK Investment Advisors, LLC
James Knight
Control person · since March 2005
BHK Investment Advisors’ regulatory assets grew from $590M (March 2021) to $794M (April 2026); clients rose from 291 to 328 and employees from 8 to 9.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| April 2026 | $794M | 328 | 9 | 1 |
| March 2025 | $756M | 316 | 7 | 1 |
| March 2024 | $664M | 318 | 10 | 1 |
| March 2023 | $574M | 314 | 9 | 1 |
| May 2022 | $701M | 309 | 9 | 1 |
| March 2021 | $590M | 291 | 8 | 1 |
Besides its headquarters, BHK Investment Advisors has 0 offices, with 1 listed address in Alabama.
Alabama · 1 listed address
- 2200 Lakeshore Drive, Suite 250, BirminghamHQ
Contact and registration details
- Legal name
- BHK Investment Advisors, LLC
- Headquarters
- 2200 Lakeshore Drive, Suite 250, Birmingham, AL 35209-8803
- Website
- bhkllc.com
- Phone
- 205-322-2025
- SEC file
- 801-66669
- Structure
- Alabama LLC
- Fiscal year end
- December
BHK Investment Advisors uses Charles Schwab ($291M, 50%) and Wells Fargo Clearing Services ($288M, 50%) as custodians for its separately managed accounts. BHK Investment Advisors has custody of $59.5M in client assets for 74 clients.
- Wells Fargo Clearing ServicesWells Fargo Clearing Services, LLC · St. Louis, MO · $288M50%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $291M50%
At year end, BHK Investment Advisors’ separately managed accounts were mostly in funds (53%) and stocks (41%). Its reported 13F holdings for the quarter ended 30 June 2026 total $335M across 79 positions; the largest are Vanguard World FD (10.7%), Vanguard World FD (10.3%) and Vanguard Index Fds (9.4%).
What the accounts hold
- Stocks41%
- Funds53%
- Registered funds52%
- Pooled vehicles1%
- Cash6%
Reported 13F holdings
- $335M
- Reported 13F value
- 79
- Positions
- 72.2%
- In the 10 largest
- +11.9%
- Value vs. prior quarter
- Vanguard World FD · Mega Cap Val ETF10.7%
- Vanguard World FD · Mega Grwth Ind10.3%
- Vanguard Index Fds · Sml CP Grw ETF9.4%
- Vanguard Index Fds · Mcap VL Idxvip9.1%
- Vanguard Index Fds · Mcap GR Idxvip9.1%
- Vanguard Index Fds · SM CP Val ETF9.0%
- Vanguard BD Index Fds · Total Bnd Mrkt8.6%
- Apple Inc.2.1%
- Barings Corporate Invs2.0%
- Vanguard Intl Equity Index F · FTSE Pacific ETF1.9%
Together, the ten largest are 72.2% of reported value.
How many clients does BHK Investment Advisors have?
BHK Investment Advisors has 328 clients and manages $794 million for them, as of April 2026. They include 181 high-net-worth individuals, 123 individual clients, and 13 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 27 April 2026
What services does BHK Investment Advisors offer?
BHK Investment Advisors provides portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does BHK Investment Advisors use?
BHK Investment Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $291M and Wells Fargo Clearing Services, LLC (St. Louis, MO), with $288M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 April 2026
How many financial advisors does BHK Investment Advisors have?
BHK Investment Advisors has 5 investment adviser representatives registered with state securities authorities, out of 9 employees, and 5 perform investment advisory functions. 5 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does BHK Investment Advisors invest in?
At the end of its last fiscal year, BHK Investment Advisors’ separately managed accounts held 52% registered funds (mutual funds, ETFs, BDCs), 41% exchange-traded equities, 6% cash and equivalents and 1% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns BHK Investment Advisors?
BHK Investment Advisors is owned through a holding company by John Brock. Its direct owners are BHK Holdings, LLC (75% or more), Meredyth Hazzard (25% to 50%) and James Knight (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 27 April 2026
How does BHK Investment Advisors get paid?
BHK Investment Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is BHK Investment Advisors registered with the SEC?
Yes, BHK Investment Advisors has been registered with the SEC as an investment adviser since 17 May 2006. Its CRD number is 140515 and its SEC file number is 801-66669.
Source: Form ADV Part 1A, Item 1, filed 27 April 2026; IAPD firm record
How do I contact BHK Investment Advisors?
BHK Investment Advisors’ main office is at 2200 Lakeshore Drive, Suite 250, Birmingham, AL 35209-8803. Its phone number is 205-322-2025. Its website is bhkllc.com.