Robert Barnett has been an investment adviser representative at BHK Investment Advisors since November 2011, and is not listed among the firm’s executive officers or direct owners.
BHK Investment Advisors, LLC is a Birmingham, AL firm with $794M under management, 328 clients and 5 advisers in one office, as of its April 2026 filing.
Robert Barnett’s longest registration is the current one, 14 years at BHK Investment Advisors since 2011. Before joining BHK Investment Advisors in 2011, Robert Barnett was registered through CAPTRUST Financial Advisors and Palmer & Cay Investment Services Inc.
- BHK Securities, LLC– · 14 yearsBirmingham, AL · Adviser representative · Firm CRD 139665
- BHK Investment AdvisorsCurrent– present · 14 yearsBirmingham, AL · Adviser representative · Firm CRD 140515
- CAPTRUST Financial Advisors– · 4 yearsAtlanta, GA · Adviser representative · Firm CRD 126291
- Palmer & Cay Investment Services Inc– · 1 yearAtlanta, GA · Adviser representative · Firm CRD 110661
- Morgan Keegan & Company, Inc.– · 1 yearAtlanta, GA · Adviser representative · Firm CRD 4161
Investment adviser representative registrations
Robert Barnett is registered as an investment adviser representative in Alabama, since November 2011.
- AlabamaSince 22 November 2011
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 10 September 2002 |
| Series 7 | General Securities Representative Examination | 1 August 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 December 1994 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 15 March 1985 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Robert Lee Barnett
- CRD
- 1343915
- Firm
- BHK Investment Advisors · CRD 140515
- Office
- 2200 LAKESHORE DRIVE, SUITE 250, Birmingham, AL 35209-8803
- Registration
- Investment adviser registration
- In the industry since
- October 1991
- Disciplinary history
- Not yet shown here · SEC record
Where does Robert Barnett work?
Robert Barnett is an investment adviser representative registered through BHK Investment Advisors, LLC since November 2011, and is not listed among the firm’s executive officers or direct owners.
Is Robert Barnett a financial advisor?
Yes. Robert Barnett has a current investment-adviser registration in Alabama, through BHK Investment Advisors since November 2011.
How many years of experience does Robert Barnett have?
Robert Barnett has 34 years in the financial industry, since October 1991, across 5 adviser firms.
What exams has Robert Barnett passed?
Robert Barnett has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in March 1985. FINRA credited Robert Barnett with the SIE, which began in October 2018.
Where did Robert Barnett work before BHK Investment Advisors?
Before BHK Investment Advisors, Robert Barnett was registered through CAPTRUST Financial Advisors, January 2006 to January 2011; Palmer & Cay Investment Services Inc, June 2004 to December 2005; Morgan Keegan & Company, Inc., January 2003 to May 2004.
Where is Robert Barnett based?
Robert Barnett’s registered office is in Birmingham, AL.
Is Robert Barnett registered with FINRA?
No. Robert Barnett has no current broker registration.
How can I verify Robert Barnett’s record?
Search CRD 1343915 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Robert Barnett’s full registration record.
- James KnightChief Compliance Officer
- Meredyth HazzardCEO/CFO