Altamira Financial Group provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Altamira Financial Group reports 115 clients. They include 99 individual clients and 16 high-net-worth individuals. Of its assets, 100.0% ($130M across 210 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $391M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 86% | 16% |
| High-net-worth individuals | 14% | 83% |
| Pension and profit-sharing plans | Fewer than 5 | 2% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 99 | $20.2M | 15.5% | $204K |
| High-net-worth individuals | 16 | $108M | 82.9% | $6.75M |
| Pension and profit-sharing plans | Fewer than 5 | $2.09M | 1.6% | — |
| Total | 115 | $130M | 100% | — |
- Clients
- 99
- Regulatory AUM
- $20.2M
- AUM share
- 15.5%
- Avg. per client
- $204K
- Clients
- 16
- Regulatory AUM
- $108M
- AUM share
- 82.9%
- Avg. per client
- $6.75M
- Clients
- Fewer than 5
- Regulatory AUM
- $2.09M
- AUM share
- 1.6%
- Avg. per client
- —
Total
- Clients
- 115
- Regulatory AUM
- $130M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Altamira Financial Group is paid through a percentage of assets under management and hourly charges. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning & Consulting
- Stand-alone financial planning and limited-scope consulting are billed hourly at $200 per hour, with the total fee discussed and specified in advance.
- Retirement Plan Advisory Services
- Retirement plan advisory fees are negotiated with the plan sponsor and do not exceed 1.25% annually.
Kerry Lee owns 75% or more of Altamira Financial Group. It has 3 employees.
Leadership
- Kerry LeeManaging Member, CCO
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- 3 broker-dealer reps
- 2 insurance agents
- Owns 75% or more of Altamira Financial Group, LLC
Kerry Lee
Control person · since September 2021
Altamira Financial Group’s regulatory assets grew from $116M (June 2025) to $130M (March 2026); clients were 115 in both filings and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $130M | 115 | 3 | 1 |
| June 2025 | $116M | 120 | 3 | 1 |
Besides its headquarters, Altamira Financial Group has 0 offices, with 1 listed address in New Mexico.
New Mexico · 1 listed address
- 1012 Marquez Place, Unit 204a, Santa FeHQ
Contact and registration details
- Legal name
- Altamira Financial Group, LLC
- Headquarters
- 1012 Marquez Place, Unit 204a, Santa Fe, NM 87505
- Website
- Not reported
- Phone
- 505-477-3334
- SEC file
- 801-132045
- Structure
- New Mexico LLC
- Fiscal year end
- December
Altamira Financial Group uses LPL Financial ($130M) as custodian for its separately managed accounts. Altamira Financial Group does not have custody of client assets.
- LPL FinancialLPL Financial LLC · Fort Mill, SC · $130M100%
At year end, Altamira Financial Group’s separately managed accounts were mostly in funds (67%) and stocks (20%).
What the accounts hold
- Stocks20%
- Funds67%
- Bonds11%
- State and local bonds10%
- U.S. government and agency bonds1%
- Cash1%
- Other1%
- Annuities1%
How many clients does Altamira Financial Group have?
Altamira Financial Group has 115 clients and manages $130 million for them, as of March 2026. They include 99 individual clients and 16 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026
What services does Altamira Financial Group offer?
Altamira Financial Group provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Altamira Financial Group use?
Altamira Financial Group’s separately managed account assets are held at LPL Financial LLC (Fort Mill, SC), with $130M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026
How many financial advisors does Altamira Financial Group have?
Altamira Financial Group has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Altamira Financial Group invest in?
At the end of its last fiscal year, Altamira Financial Group’s separately managed accounts held 67% registered funds (mutual funds, ETFs, BDCs), 20% exchange-traded equities, 10% state and local bonds, 1% U.S. government and agency bonds, 1% cash and equivalents and 1% other. The 1% other category is described as: Annuities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Altamira Financial Group?
Altamira Financial Group’s direct owner is Kerry Lee (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 27 March 2026
How does Altamira Financial Group get paid?
Altamira Financial Group is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Altamira Financial Group?
Altamira Financial Group’s main office is at 1012 Marquez Place, Unit 204a, Santa Fe, NM 87505. Its phone number is 505-477-3334.