David Risser has been an investment adviser representative at Altamira Financial Group since January 2022, and is not listed among the firm’s executive officers or direct owners.
Altamira Financial Group, LLC is a Santa Fe, NM firm with $130M under management, 115 clients and 3 advisers in one office, as of its March 2026 filing.
David Risser’s longest registration is the current one, 16 years at LPL Financial LLC since 2010. Before joining Altamira Financial Group in 2022, David Risser was registered through Financial Partners, LLC and Morgan Stanley Smith Barney LLC.
- – present · 4 yearsSanta Fe, NM · Adviser representative · Firm CRD 316907
- Financial Partners, LLC– · 7 yearsSanta Fe, NM · Adviser representative · Firm CRD 170002
- LPL Financial LLCAlso current– present · 16 yearsSanta Fe, NM · Adviser representative and broker · Firm CRD 6413
- Morgan Stanley Smith Barney LLC– · under a yearSanta Fe, NM · Adviser representative · Firm CRD 149777
- Morgan Stanley & Co. Incorporated– · 2 yearsSanta Fe, NM · Adviser representative · Firm CRD 8209
- Morgan Stanley– · 14 yearsSanta Fe, NM · Adviser representative · Firm CRD 7556
Investment adviser representative registrations
David Risser is registered as an investment adviser representative in 2 states. The first approvals date from January 2022; the most recent is California, in March 2022.
- CaliforniaSince 29 March 2022
- New MexicoSince 7 January 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 20 June 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 23 April 1987 |
| Series 7 | General Securities Representative Examination | 21 March 1987 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David George Risser
- CRD
- 1634106
- Firm
- Altamira Financial Group · CRD 316907
- Office
- 1012 MARQUEZ PLACE, UNIT 204A, Santa Fe, NM 87505
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 1987
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does David Risser work?
David Risser is an investment adviser representative registered through Altamira Financial Group, LLC since January 2022, and is not listed among the firm’s executive officers or direct owners.
Is David Risser a financial advisor?
Yes. David Risser has a current investment-adviser registration in California and New Mexico, through Altamira Financial Group since January 2022.
How many years of experience does David Risser have?
David Risser has 39 years in the financial industry, since June 1987, across 6 adviser firms.
What exams has David Risser passed?
David Risser has passed 3 licensing exams: the Series 7, Series 63 and Series 31. The earliest, the Series 7, was passed in March 1987. FINRA credited David Risser with the SIE, which began in October 2018.
Where did David Risser work before Altamira Financial Group?
Before Altamira Financial Group, David Risser was registered through Financial Partners, LLC, April 2014 to January 2022; Morgan Stanley Smith Barney LLC, June 2009 to March 2010; Morgan Stanley & Co. Incorporated, April 2007 to June 2009; Morgan Stanley, February 1993 to April 2007.
Where is David Risser based?
David Risser’s registered office is in Santa Fe, NM.
Is David Risser registered with FINRA?
Yes. David Risser has a current broker registration, under CRD 1634106.
Source: FINRA BrokerCheck
How can I verify David Risser’s record?
Search CRD 1634106 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish David Risser’s full registration record.