Kerry Lee has been Managing Member, CCO of Altamira Financial Group since September 2021, is a control person of the firm and directly owns 75% or more of it.
Altamira Financial Group, LLC is a Santa Fe, NM firm with $130M under management, 115 clients and 3 advisers in one office, as of its March 2026 filing.
Kerry Lee’s longest registration was 7 years at Financial Partners, LLC (2014–2022). Before joining Altamira Financial Group in 2021, Kerry Lee was registered through Financial Partners, LLC and LPL Financial LLC.
- – present · 4 yearsSanta Fe, NM · Adviser representative · Firm CRD 316907
- Financial Partners, LLC– · 7 yearsSanta Fe, NM · Adviser representative · Firm CRD 170002
- LPL Financial LLC– · 4 yearsSanta Fe, NM · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Kerry Lee is registered as an investment adviser representative in 3 states. The first approvals date from December 2021; the most recent is California, in March 2022.
- CaliforniaSince 2 March 2022
- ColoradoSince 1 March 2022
- New MexicoSince 21 December 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 28 March 2021 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 28 January 2011 |
| Series 7 | General Securities Representative Examination | 28 December 2010 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 March 1996 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 16 February 1996 |
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Kerry Douglas Lee
- CRD
- 2688537
- Firm
- Altamira Financial Group · CRD 316907
- Role
- Managing Member, CCO
- Office
- 1012 MARQUEZ PLACE, UNIT 204A, Santa Fe, NM 87505
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 2001
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Kerry Lee work?
Kerry Lee has been Managing Member, CCO of Altamira Financial Group, LLC since September 2021, and is a control person of the firm.
Is Kerry Lee a financial advisor?
Yes. Kerry Lee has a current investment-adviser registration in California, Colorado and New Mexico, through Altamira Financial Group since December 2021.
How many years of experience does Kerry Lee have?
Kerry Lee has 25 years in the financial industry, since June 2001, across 3 adviser firms.
What exams has Kerry Lee passed?
Kerry Lee has passed 5 licensing exams: the Series 6, Series 63, Series 7, Series 66 and Series 24. The earliest, the Series 6, was passed in February 1996. FINRA credited Kerry Lee with the SIE, which began in October 2018.
Where did Kerry Lee work before Altamira Financial Group?
Before Altamira Financial Group, Kerry Lee was registered through LPL Financial LLC, January 2011 to October 2015.
Where is Kerry Lee based?
Kerry Lee’s registered office is in Santa Fe, NM.
Is Kerry Lee registered with FINRA?
Yes. Kerry Lee has a current broker registration, under CRD 2688537.
Source: FINRA BrokerCheck
How can I verify Kerry Lee’s record?
Search CRD 2688537 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Kerry Lee’s full registration record.