Gonzalo Rufatt has been an investment adviser representative at Altamira Financial Group since January 2022, and is not listed among the firm’s executive officers or direct owners.
Altamira Financial Group, LLC is a Santa Fe, NM firm with $130M under management, 115 clients and 3 advisers in one office, as of its March 2026 filing.
Gonzalo Rufatt’s longest registration was 10 years at LPL Financial LLC (2010–2020). Before joining Altamira Financial Group in 2022, Gonzalo Rufatt was registered through Financial Partners, LLC and LPL Financial LLC.
- LPL Financial LLC– · under a yearSanta Fe, NM · Adviser representative · Firm CRD 6413
- – present · 4 yearsSanta Fe, NM · Adviser representative · Firm CRD 316907
- Financial Partners, LLC– · 7 yearsSanta Fe, NM · Adviser representative · Firm CRD 170002
- LPL Financial LLC– · 10 yearsSanta Fe, NM · Adviser representative · Firm CRD 6413
- Morgan Stanley Smith Barney LLC– · under a yearSanta Fe, NM · Adviser representative · Firm CRD 149777
- Morgan Stanley & Co. Incorporated– · 2 yearsSanta Fe, NM · Adviser representative · Firm CRD 8209
- Morgan Stanley– · under a yearSanta Fe, NM · Adviser representative · Firm CRD 7556
- Citigroup Global Markets Inc.– · 1 yearSanta Fe, NM · Adviser representative · Firm CRD 7059
- Merrill Lynch Pierce Fenner & Smith Inc.– · under a yearSanta Fe, NM · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Gonzalo Rufatt is registered as an investment adviser representative in 2 states. The first approvals date from January 2022; the most recent is California, in March 2022.
- CaliforniaSince 29 March 2022
- New MexicoSince 4 January 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 15 August 2016 |
| Series 31 | Futures Managed Funds Examination | 19 October 2007 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 18 April 2006 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 11 March 2006 |
| Series 66 | Uniform Combined State Law Examination | 29 September 2003 |
| Series 7 | General Securities Representative Examination | 2 September 2003 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Futures Managed Funds Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 4686876
- Firm
- Altamira Financial Group · CRD 316907
- Office
- 1012 MARQUEZ PLACE, UNIT 204A, Santa Fe, NM 87505
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 2004
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Gonzalo Rufatt work?
Gonzalo Rufatt is an investment adviser representative registered through Altamira Financial Group, LLC since January 2022, and is not listed among the firm’s executive officers or direct owners.
Is Gonzalo Rufatt a financial advisor?
Yes. Gonzalo Rufatt has a current investment-adviser registration in California and New Mexico, through Altamira Financial Group since January 2022.
How many years of experience does Gonzalo Rufatt have?
Gonzalo Rufatt has 22 years in the financial industry, since September 2004, across 8 adviser firms.
What exams has Gonzalo Rufatt passed?
Gonzalo Rufatt has passed 6 licensing exams: the Series 7, Series 66, Series 9, Series 10, Series 31 and Series 24. The earliest, the Series 7, was passed in September 2003. FINRA credited Gonzalo Rufatt with the SIE, which began in October 2018.
Where did Gonzalo Rufatt work before Altamira Financial Group?
Before Altamira Financial Group, Gonzalo Rufatt was registered through Financial Partners, LLC, March 2014 to January 2022; LPL Financial LLC, March 2010 to October 2020; Morgan Stanley Smith Barney LLC, June 2009 to March 2010; Morgan Stanley & Co. Incorporated, April 2007 to June 2009; Morgan Stanley, November 2006 to April 2007; Citigroup Global Markets Inc., October 2005 to November 2006; Merrill Lynch Pierce Fenner & Smith Inc., October 2003 to September 2004.
Where is Gonzalo Rufatt based?
Gonzalo Rufatt’s registered office is in Santa Fe, NM.
Is Gonzalo Rufatt registered with FINRA?
Yes. Gonzalo Rufatt has a current broker registration, under CRD 4686876.
Source: FINRA BrokerCheck
How can I verify Gonzalo Rufatt’s record?
Search CRD 4686876 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Gonzalo Rufatt’s full registration record.