Alongside provides financial planning, portfolio management for individuals and small businesses, and selecting other managers. Financial planning was provided to 51–100 clients last fiscal year.
Alongside reports 2,122 clients. They include 1,912 individual clients, 191 high-net-worth individuals, and 16 corporations and other businesses. Of its assets, 100.0% ($879M across 3,903 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 90% | 55% |
| High-net-worth individuals | 9% | 44% |
| Charitable organizations | <1% | <1% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 1,912 | $486M | 55.3% | $254K |
| High-net-worth individuals | 191 | $386M | 43.9% | $2.02M |
| Charitable organizations | Fewer than 5 | $2.24M | 0.3% | $746K |
| Corporations and other businesses | 16 | $4.77M | 0.5% | $298K |
| Total | 2,122 | $879M | 100% | — |
- Clients
- 1,912
- Regulatory AUM
- $486M
- AUM share
- 55.3%
- Avg. per client
- $254K
- Clients
- 191
- Regulatory AUM
- $386M
- AUM share
- 43.9%
- Avg. per client
- $2.02M
- Clients
- Fewer than 5
- Regulatory AUM
- $2.24M
- AUM share
- 0.3%
- Avg. per client
- $746K
- Clients
- 16
- Regulatory AUM
- $4.77M
- AUM share
- 0.5%
- Avg. per client
- $298K
Total
- Clients
- 2,122
- Regulatory AUM
- $879M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Alongside charges up to 1.65% a year for its Investment Management Fees. The fee is billed in advance and is negotiable. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- Advanced Planning
- Advanced planning is a 6- to 12-month engagement billed a fixed fee not to exceed $75,000, paid monthly in advance.
- Core Financial Planning and Consulting
- Limited planning engagements have a maximum fixed fee of $5,000, paid monthly in advance; ongoing planning is a fixed fee not to exceed $75,000 a year, negotiable.
- Retirement Plan Consulting
- Retirement plan consulting is a fixed project-based fee, individually negotiated with the plan sponsor.
Alongside Holdings LLC owns 75% or more of Alongside and is in turn owned by Travis Penfield (50–75%) and Lucas Winskowski (50–75%). The leadership team of Alongside includes President Lucas Winskowski and Chief Compliance Officer Daniel Wohlgemuth. It has 3 employees.
Leadership
- Lucas WinskowskiPresident
- Daniel WohlgemuthChief Compliance Officer
Investment adviser representatives
25 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- 3 soliciting firms
- Owns 75% or more of Alongside, LLC
Alongside Holdings LLC
Control person · since November 2024
- Owns 50% to 75% of Alongside Holdings LLC
Travis Penfield
Control person · since November 2024
- Owns 50% to 75% of Alongside Holdings LLC
Lucas Winskowski
Control person · since November 2024
Alongside’s regulatory assets grew Infinity× from $0 (June 2025) to $879M (June 2026); employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jun 2026June 2026 | $879M | 2,122 | 3 | 7 |
| Jun 2025June 2025 | $0 | 0 | 3 | 4 |
Besides its headquarters, Alongside has 6 offices, with 7 listed addresses across 4 states.
Texas · 3 listed addresses
- 3711 S Mopac Expy, Suite 150, AustinHQ
- 101 Central Expressway S, Allen
- 105 Decker CT, Irving
Wisconsin · 2 listed addresses
- 15350 W National Ave., New Berlin
- 13200 Globe Drive, Mount Pleasant
Colorado · 1 listed address
- 509 Wilcox St, Castle Rock
Washington · 1 listed address
- 15117 Main St, Mill Creek
Other business names
Alongside has reported 6 other business names to the SEC.
- Abiding Wealth Partners
- Cottonwood Capital Advisors
- Inflection Wealth Management
- Keil Financial Partners
- Lighthouse Wealth Partners
- VM Wealth Partners
Contact and registration details
- Legal name
- Alongside, LLC
- Headquarters
- 3711 S Mopac Expy, Suite 150, Austin, TX 78746
- Website
- Not reported
- Phone
- 512-241-7341
- SEC file
- 801-131682
- Structure
- Delaware LLC
- Fiscal year end
- December
Alongside’s named custodian for separately managed accounts is Fidelity ($873M). Alongside has custody of $179M for 442 clients.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $873M100%
At year end, Alongside’s separately managed accounts were mostly in funds (89%). Its reported 13F holdings for the quarter ended 30 June 2026 total $525M across 190 positions; the largest are iShares TR (7.8%), iShares Inc. (5.1%) and iShares TR (4.8%).
What the accounts hold
- Stocks3%
- Funds89%
- Cash7%
Filed values cover 99%. The neutral 1% gap has no reported category.
Reported 13F holdings
- $525M
- Reported 13F value
- 190
- Positions
- 40.8%
- In the 10 largest
- —
- Value vs. prior quarter
- iShares TR · Core S&P500 ETF7.8%
- iShares Inc. · Core MSCI Emkt5.1%
- iShares TR · Core MSCI Total4.8%
- iShares TR · Rus 1000 Grw ETF4.4%
- iShares TR · Core MSCI Eafe3.7%
- iShares TR · Russell 2000 ETF3.4%
- Elevation Series Trust · Polen Divid ETF3.1%
- iShares TR · Core S&P Mcp ETF3.0%
- iShares TR · Rus Mid Cap ETF2.9%
- SPDR Series Trust · ST Str P500etf2.6%
Together, the ten largest are 40.8% of reported value.
How many clients does Alongside have?
Alongside has 2,122 clients and manages $879 million for them, as of June 2026. They include 1,912 individual clients, 191 high-net-worth individuals, and 16 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 29 June 2026
What services does Alongside offer?
Alongside provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Alongside charge?
Alongside charges up to 1.65% a year for its Investment Management Fees. The fee is billed in advance and is negotiable.
Which custodians does Alongside use?
Alongside’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $873M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 June 2026
How many financial advisors does Alongside have?
Alongside has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Alongside invest in?
At the end of its last fiscal year, Alongside’s separately managed accounts held 89% registered funds (mutual funds, ETFs, BDCs), 7% cash and equivalents and 3% exchange-traded equities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Alongside?
Alongside is owned through a holding company by Travis Penfield and Lucas Winskowski. Its direct owner is Alongside Holdings LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 29 June 2026
How does Alongside get paid?
Alongside is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Alongside?
Alongside’s main office is at 3711 S Mopac Expy, Suite 150, Austin, TX 78746. Its phone number is 512-241-7341.