Peter Lee has been an investment adviser representative at Alongside since June 2025, and is not listed among the firm’s executive officers or direct owners.
Alongside, LLC is an Austin, TX firm with $879M under management, 2,122 clients and 3 advisers across 7 offices, as of its June 2026 filing.
Peter Lee’s longest registration was 14 years at Thrivent Investment Management Inc. (2006–2020). Before joining Alongside in 2025, Peter Lee was registered through Thrivent Advisor Network, LLC and Thrivent Investment Management Inc.
- Thrivent Advisor Network, LLC– · 5 yearsMill Creek, WA · Adviser representative · Firm CRD 304569
- Thrivent Investment Management Inc.– · 14 yearsMill Creek, WA · Adviser representative · Firm CRD 18387
Investment adviser representative registrations
Peter Lee is registered as an investment adviser representative in Washington, since June 2025.
- WashingtonSince 2 June 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 7 June 2024 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 1 April 2006 |
| Series 7 | General Securities Representative Examination | 20 March 2006 |
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Peter Michael Lee
- CRD
- 5096608
- Firm
- Alongside · CRD 333587
- Office
- 15117 Main St, Ste 207A, Mill Creek, WA 98012
- Registration
- Investment adviser registration
- In the industry since
- March 2006
- Disciplinary history
- Not yet shown here · SEC record
Where does Peter Lee work?
Peter Lee is an investment adviser representative registered through Alongside, LLC since June 2025, and is not listed among the firm’s executive officers or direct owners.
Is Peter Lee a financial advisor?
Yes. Peter Lee has a current investment-adviser registration in Washington, through Alongside since June 2025.
How many years of experience does Peter Lee have?
Peter Lee has 20 years in the financial industry, since March 2006, across 3 adviser firms.
What exams has Peter Lee passed?
Peter Lee has passed 4 licensing exams: the Series 7, Series 66, Series 99TO and Series 6TO. The earliest, the Series 7, was passed in March 2006. FINRA credited Peter Lee with the SIE, which began in October 2018.
Where did Peter Lee work before Alongside?
Before Alongside, Peter Lee was registered through Thrivent Investment Management Inc., April 2006 to June 2020.
Where is Peter Lee based?
Peter Lee’s registered office is in Mill Creek, WA.
Is Peter Lee registered with FINRA?
No. Peter Lee has no current broker registration.
How can I verify Peter Lee’s record?
Search CRD 5096608 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Peter Lee’s full registration record.