Daniel Wohlgemuth has been Chief Compliance Officer of Alongside since November 2024, is a control person of the firm and directly owns under 5% of it.
Alongside, LLC is an Austin, TX firm with $879M under management, 2,122 clients and 3 advisers across 7 offices, as of its June 2026 filing.
Daniel Wohlgemuth’s longest registration was 2 years at Esi Financial Advisors (2001–2003).
- Wachovia Securities, LLC– · 1 yearJacksonville, FL · Adviser representative · Firm CRD 19616
- Esi Financial Advisors– · 2 yearsJacksonville, FL · Adviser representative · Firm CRD 265
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 10 November 2008 |
| Series 7 | General Securities Representative Examination | 7 July 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 23 June 2004 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 23 June 1999 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 28 April 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- CRD
- 2788404
- Firm
- Alongside · CRD 333587
- Role
- Chief Compliance Officer
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Daniel Wohlgemuth work?
Daniel Wohlgemuth has been Chief Compliance Officer of Alongside, LLC since November 2024, and is a control person of the firm.
Does Daniel Wohlgemuth have a current investment-adviser registration?
Daniel Wohlgemuth has a current broker registration and no current investment-adviser registration.
What exams has Daniel Wohlgemuth passed?
Daniel Wohlgemuth has passed 5 licensing exams: the Series 6, Series 26, Series 63, Series 7 and Series 24. The earliest, the Series 6, was passed in April 1997. FINRA credited Daniel Wohlgemuth with the SIE, which began in October 2018.
Where was Daniel Wohlgemuth previously registered as an investment adviser?
Daniel Wohlgemuth has past investment-adviser registrations through Wachovia Securities, LLC, March 2004 to May 2005; Esi Financial Advisors, January 2001 to September 2003, across 2 firms.
Is Daniel Wohlgemuth registered with FINRA?
Yes. Daniel Wohlgemuth has a current broker registration, under CRD 2788404.
Source: FINRA BrokerCheck
How can I verify Daniel Wohlgemuth’s record?
Search CRD 2788404 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Daniel Wohlgemuth’s full registration record.