Matthew Swarbrick has been an investment adviser representative at Alongside since June 2025, and is not listed among the firm’s executive officers or direct owners.
Alongside, LLC is an Austin, TX firm with $879M under management, 2,122 clients and 3 advisers across 7 offices, as of its June 2026 filing.
Matthew Swarbrick’s longest registration was 10 years at Thrivent Investment Management Inc. (2010–2020). Before joining Alongside in 2025, Matthew Swarbrick was registered through Thrivent Advisor Network, LLC and Thrivent Investment Management Inc.
- Thrivent Advisor Network, LLC– · 4 yearsAllen, TX · Adviser representative · Firm CRD 304569
- Thrivent Investment Management Inc.– · 10 yearsArlington, TX · Adviser representative · Firm CRD 18387
Investment adviser representative registrations
Matthew Swarbrick is registered as an investment adviser representative in Texas, since June 2025.
- TexasSince 2 June 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 29 July 2010 |
| Series 7 | General Securities Representative Examination | 7 July 2010 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Matthew Thomas Swarbrick
- CRD
- 5770614
- Firm
- Alongside · CRD 333587
- Office
- 101 Central Expressway S, Ste 175, Allen, TX 75013
- Registration
- Investment adviser registration
- In the industry since
- July 2010
- Disciplinary history
- Not yet shown here · SEC record
Where does Matthew Swarbrick work?
Matthew Swarbrick is an investment adviser representative registered through Alongside, LLC since June 2025, and is not listed among the firm’s executive officers or direct owners.
Is Matthew Swarbrick a financial advisor?
Yes. Matthew Swarbrick has a current investment-adviser registration in Texas, through Alongside since June 2025.
How many years of experience does Matthew Swarbrick have?
Matthew Swarbrick has 16 years in the financial industry, since July 2010, across 3 adviser firms.
What exams has Matthew Swarbrick passed?
Matthew Swarbrick has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in July 2010. FINRA credited Matthew Swarbrick with the SIE, which began in October 2018.
Where did Matthew Swarbrick work before Alongside?
Before Alongside, Matthew Swarbrick was registered through Thrivent Investment Management Inc., July 2010 to October 2020.
Where is Matthew Swarbrick based?
Matthew Swarbrick’s registered office is in Allen, TX.
Is Matthew Swarbrick registered with FINRA?
No. Matthew Swarbrick has no current broker registration.
How can I verify Matthew Swarbrick’s record?
Search CRD 5770614 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Matthew Swarbrick’s full registration record.