John Rubottom has been an investment adviser representative at Alongside since April 2026, and is not listed among the firm’s executive officers or direct owners.
Alongside, LLC is an Austin, TX firm with $879M under management, 2,122 clients and 3 advisers across 7 offices, as of its June 2026 filing.
John Rubottom’s longest registration was 7 years at Commonwealth Financial Network (2016–2023). Before joining Alongside in 2026, John Rubottom was registered through Commonwealth Financial Network and Prospera Financial Services, Inc.
- Cottonwood Capital AdvisorsAlso current– present · 3 yearsIrving, TX · Adviser representative · Firm CRD 322366
- Commonwealth Financial Network– · 7 yearsIrving, TX · Adviser representative · Firm CRD 8032
- Prospera Financial Services, Inc.– · 2 yearsIrving, TX · Adviser representative · Firm CRD 10740
- Morgan Stanley– · 3 yearsArlington, TX · Adviser representative · Firm CRD 149777
- Morgan Stanley & Co. Incorporated– · 2 yearsArlington, TX · Adviser representative · Firm CRD 8209
- Morgan Stanley– · 3 yearsArlington, TX · Adviser representative · Firm CRD 7556
Investment adviser representative registrations
John Rubottom is registered as an investment adviser representative in Texas, since March 2023.
- TexasSince 29 March 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 9 February 2004 |
| Series 66 | Uniform Combined State Law Examination | 3 September 2003 |
| Series 7 | General Securities Representative Examination | 29 July 2003 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- John William Rubottom
- CRD
- 4576246
- Firm
- Alongside · CRD 333587
- Office
- 105 Decker Ct, Ste 730, Irving, TX 75062
- Registration
- Investment adviser registration
- In the industry since
- July 2003
- Disciplinary history
- Not yet shown here · SEC record
Where does John Rubottom work?
John Rubottom is an investment adviser representative registered through Alongside, LLC since April 2026, and is not listed among the firm’s executive officers or direct owners.
Is John Rubottom a financial advisor?
Yes. John Rubottom has a current investment-adviser registration in Texas, through Alongside since April 2026.
How many years of experience does John Rubottom have?
John Rubottom has 23 years in the financial industry, since July 2003, across 7 adviser firms.
What exams has John Rubottom passed?
John Rubottom has passed 3 licensing exams: the Series 7, Series 66 and Series 31. The earliest, the Series 7, was passed in July 2003. FINRA credited John Rubottom with the SIE, which began in October 2018.
Where did John Rubottom work before Alongside?
Before Alongside, John Rubottom was registered through Commonwealth Financial Network, January 2016 to April 2023; Prospera Financial Services, Inc., March 2013 to January 2016; Morgan Stanley, June 2009 to April 2013; Morgan Stanley & Co. Incorporated, April 2007 to June 2009; Morgan Stanley, September 2003 to April 2007.
Where is John Rubottom based?
John Rubottom’s registered office is in Irving, TX.
Is John Rubottom registered with FINRA?
No. John Rubottom has no current broker registration.
How can I verify John Rubottom’s record?
Search CRD 4576246 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Rubottom’s full registration record.