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Yelena Anuar

Chief Financial Officer at III Capital Management

Broker registration; no current adviser registration

Yelena Anuar is Chief Financial Officer of III Capital Management, a Boca Raton investment adviser managing $88.2B. Yelena Anuar has a current broker registration and no current investment-adviser registration and has passed the Series 27, SIE and Series 99TO.

3
Licensing exams

From the IAPD record · data retrieved 18 October 2026 · page updated 20 October 2026SEC record

Career

Yelena Anuar has been Chief Financial Officer of III Capital Management since July 2014. Yelena Anuar is a control person of the firm and directly owns under 5% of it.

III Capital Management is a Boca Raton, FL firm with $88.2B under management, 21 clients and 9 advisers across 2 offices, as of its May 2026 filing.

III Capital Management identifies Yelena Anuar as Principal and Chief Financial Officer. She joined as Corporate Controller in 2013 after serving as Vice President and Controller at Bluegreen Corporation. She holds an MS in Accounting from the University of Notre Dame and a BS in Accounting from Florida Atlantic University.

No adviser firm registrations are on Yelena Anuar’s record.

Credentials and registrations

Examinations

SIE2 January 2023
Name
Securities Industry Essentials Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
Series 2721 January 2014
Name
Financial and Operations Principal Examination

Individual record

Full name
Yelena Anuar
CRD
6253705

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Yelena Anuar work?

Yelena Anuar has been Chief Financial Officer of III Capital Management since July 2014, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 7 May 2026

Does Yelena Anuar have a current investment-adviser registration?

Yelena Anuar has a current broker registration and no current investment-adviser registration.

Source: IAPD individual record, checked 18 October 2026

What exams has Yelena Anuar passed?

Yelena Anuar has passed 3 licensing exams: the Series 27, SIE and Series 99TO. The earliest, the Series 27, was passed in January 2014.

Source: IAPD individual record, checked 18 October 2026

Leadership at III Capital Management

Sources

  1. IAPD individual record, CRD 6253705. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of III Capital Management, filed 7 May 2026. Title, control and ownership bands.
  3. Official firm biography. Biography.

Retrieved 18 October 2026. The SEC record may have been amended since.

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