Career
Robert Printz has been President of III Capital Management since September 2000. Robert Printz is a control person of the firm and directly owns under 5% of it.
III Capital Management is a Boca Raton, FL firm with $88.2B under management, 21 clients and 9 advisers across 2 offices, as of its May 2026 filing.
III Capital Management identifies Robert Printz as Principal, President and Head of Investor Relations. He joined in 2000 after roles at Barclays Capital, Merrill Lynch, J.P. Morgan Securities and Mitsui Bank. He holds an MBA in International Finance from NYU Stern and a BS in Management from the State University of New York at Binghamton.
No adviser firm registrations are on Robert Printz’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 2 January 2023 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 4 | Registered Options Principal Examination | 28 May 1997 |
| Series 3 | National Commodity Futures Examination | 25 October 1995 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 14 February 1995 |
| Series 24 | General Securities Principal Examination | 17 January 1995 |
| Series 16 | NYSE Supervisory Analyst Examination | 28 July 1993 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 June 1993 |
| Series 7 | General Securities Representative Examination | 24 May 1993 |
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- Securities Industry Essentials Examination
- Name
- Registered Options Principal Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- General Securities Principal Examination
- Name
- NYSE Supervisory Analyst Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Robert Andrew Printz
- CRD
- 2348404
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Robert Printz work?
Robert Printz has been President of III Capital Management since September 2000, and is a control person of the firm.
Does Robert Printz have a current investment-adviser registration?
Robert Printz has a current broker registration and no current investment-adviser registration.
What exams has Robert Printz passed?
Robert Printz has passed 9 licensing exams: the Series 7, Series 63, Series 16, Series 24, Series 8, Series 3, Series 4, Series 9 and Series 10. The earliest, the Series 7, was passed in May 1993. FINRA credited Robert Printz with the SIE, which began in October 2018.