Career
Scott Wyler has been Chief Executive Officer of III Capital Management since January 2021. Scott Wyler is a control person of the firm and directly owns under 5% of it.
III Capital Management is a Boca Raton, FL firm with $88.2B under management, 21 clients and 9 advisers across 2 offices, as of its May 2026 filing.
III Capital Management identifies Scott Wyler as Principal and Chief Executive Officer. He joined in January 1997 and served as Chief Compliance Officer from 1999 through December 2025. He holds a J.D. from the University of Virginia and a B.A., magna cum laude, from Yale University.
No adviser firm registrations are on Scott Wyler’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 14 June 2000 |
| Series 27 | Financial and Operations Principal Examination | 22 June 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 September 1997 |
| Series 7 | General Securities Representative Examination | 12 May 1997 |
- Name
- Compliance Officer Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Financial and Operations Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Scott Lawrence Wyler
- CRD
- 2869488
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Scott Wyler work?
Scott Wyler has been Chief Executive Officer of III Capital Management since January 2021, and is a control person of the firm.
Does Scott Wyler have a current investment-adviser registration?
Scott Wyler has a current broker registration and no current investment-adviser registration.
What exams has Scott Wyler passed?
Scott Wyler has passed 6 licensing exams: the Series 7, Series 63, Series 27, Series 24, Series 14 and Series 99TO. The earliest, the Series 7, was passed in May 1997. FINRA credited Scott Wyler with the SIE, which began in October 2018.