Career
Karen Hansen has been General Counsel of III Capital Management since September 2017. Karen Hansen is a control person of the firm and directly owns under 5% of it.
III Capital Management is a Boca Raton, FL firm with $88.2B under management, 21 clients and 9 advisers across 2 offices, as of its May 2026 filing.
III Capital Management identifies Karen Hansen as Principal and General Counsel. She joined in May 2014 after serving as General Counsel at Pomona Capital and FLAG Capital Management. She holds a J.D. from Northeastern University School of Law and a B.S. from the University of Delaware.
No adviser firm registrations are on Karen Hansen’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 18 April 2015 |
| Series 7 | General Securities Representative Examination | 10 October 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Karen Marie Hansen
- CRD
- 5291197
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Karen Hansen work?
Karen Hansen has been General Counsel of III Capital Management since September 2017, and is a control person of the firm.
Does Karen Hansen have a current investment-adviser registration?
Karen Hansen has a current broker registration and no current investment-adviser registration.
What exams has Karen Hansen passed?
Karen Hansen has passed 2 licensing exams: the Series 7 and Series 24. The earliest, the Series 7, was passed in October 2014. FINRA credited Karen Hansen with the SIE, which began in October 2018.