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Vito Sperduto

Director, CEO of U.S. Capital Markets & Chairman of the Board at RBC Capital Markets

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
5
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Vito Sperduto is Director, CEO of U.S. Capital Markets & Chairman of the Board of RBC Capital Markets, LLC, a New York investment adviser managing $310B. Vito Sperduto has a current broker registration and no current investment-adviser registration and has passed 5 licensing exams.

Role at RBC Capital Markets

Title on Schedule A
Director, CEO of U.S. Capital Markets & Chairman of the Board
Control
Vito Sperduto is a control person of RBC Capital Markets.
Ownership
An individual ownership band is not available in the source record.
Tenure
Vito Sperduto has held the filed role since September 2024.

The firm

RBC Capital Markets, LLC
New York, NY

Form ADV filed 30 September 2026

$310B AUM283,910 clients5,908 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed Series 79TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 24 · 2013
  4. Passed Series 63 · 2002
  5. Passed Series 7 · 2000

Registrations and exams

Broker registration; no current adviser registration. Vito Sperduto has passed 5 qualifying exams.

Examinations

Series 6317 December 2002
Name
Uniform Securities Agent State Law Examination
Series 2410 May 2013
Name
General Securities Principal Examination
Series 79TO2 January 2023
Name
Investment Banking Registered Representative Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 715 August 2000
Name
General Securities Representative Examination

Individual record

Full name
Vito Antonio Sperduto
CRD
2524961
Firm
RBC Capital Markets, LLC
Registration status
Broker registration; no current adviser registration
Firm bio
rbccm.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Vito Sperduto is U.S. Head of RBC Capital Markets U.S. and a member of its Global Capital Markets Operating Committee. The firm lists an A.B. from Harvard University in Computer Science/Engineering Sciences. Official RBC Capital Markets leadership biography

Education

Common questions

Where does Vito Sperduto work?

Vito Sperduto has been Director, CEO of U.S. Capital Markets & Chairman of the Board of RBC Capital Markets, LLC since September 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 September 2026

Does Vito Sperduto have a current investment-adviser registration?

Vito Sperduto has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Vito Sperduto passed?

Vito Sperduto has passed 5 licensing exams: the Series 7, Series 63, Series 24, SIE and Series 79TO. The earliest, the Series 7, was passed in August 2000.

Source: IAPD individual record, checked 17 October 2026

Leadership at RBC Capital Markets

Sources

  1. IAPD individual record, CRD 2524961. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of RBC Capital Markets, LLC, filed 30 September 2026. Title, control and ownership bands.
  3. RBC Capital Markets team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Vito Sperduto or RBC Capital Markets, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.