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Dorje Tsering Glassman

Co-Head of U.S. Capital Markets Law Group at RBC Capital Markets

Officer record from the firm’s Form ADVForm ADV filed 30 September 2026

Dorje Tsering Glassman is Co-Head of U.S. Capital Markets Law Group of RBC Capital Markets, LLC, a New York investment adviser.

Role at RBC Capital Markets

Title on Schedule A
Co-Head of U.S. Capital Markets Law Group
Control
Dorje Tsering Glassman is a control person of RBC Capital Markets.
Ownership
An individual ownership band is not available in the source record.
Tenure
Dorje Tsering Glassman has held the filed role since October 2022.

The firm

RBC Capital Markets, LLC
New York, NY

Form ADV filed 30 September 2026

$310B AUM283,910 clients5,908 advisers26 offices

Career on record

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Dorje Tsering Glassman is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Dorje Tsering Glassman
CRD
6568226
Firm
RBC Capital Markets, LLC
Record basis
Form ADV officer listing

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Dorje Tsering Glassman work?

Dorje Tsering Glassman has been Co-Head of U.S. Capital Markets Law Group of RBC Capital Markets, LLC since October 2022, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 September 2026

Leadership at RBC Capital Markets

Sources

  1. IAPD individual lookup, CRD 6568226. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of RBC Capital Markets, LLC, filed 30 September 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Dorje Tsering Glassman or RBC Capital Markets, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.