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Thomas Sagissor

President of RBC Wealth Management at RBC Capital Markets

No current adviser or broker registrationSEC record checked 17 October 2026

1
Past adviser firms
6
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Thomas Sagissor is President of RBC Wealth Management of RBC Capital Markets, LLC, a New York investment adviser managing $310B. Thomas Sagissor has past investment-adviser registrations through 1 firm and has passed 6 licensing exams.

Role at RBC Capital Markets

Title on Schedule A
President of RBC Wealth Management
Control
Thomas Sagissor is a control person of RBC Capital Markets.
Ownership
An individual ownership band is not available in the source record.
Tenure
Thomas Sagissor has held the filed role since April 2016.

The firm

RBC Capital Markets, LLC
New York, NY

Form ADV filed 30 September 2026

$310B AUM283,910 clients5,908 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 9 and Series 10 · 2003
  3. Passed Series 66 · 2000
  4. Rbc Capital Markets, LLC
    – · 28 years
    Minneapolis, MN · Adviser representative · Firm CRD 31194
  5. Passed Series 7 and Series 63 · 1994

Registrations and exams

No current adviser or broker registration. Thomas Sagissor has passed 6 qualifying exams.

Examinations

Series 6613 December 2000
Name
Uniform Combined State Law Examination
Series 6328 February 1994
Name
Uniform Securities Agent State Law Examination
Series 1013 February 2003
Name
General Securities Sales Supervisor - General Module Examination
Series 95 February 2003
Name
General Securities Sales Supervisor - Options Module Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 725 January 1994
Name
General Securities Representative Examination

Individual record

Full name
Thomas Steven Sagissor
CRD
2429425
Firm
RBC Capital Markets, LLC
Registration status
No current adviser or broker registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Thomas Sagissor work?

Thomas Sagissor has been President of RBC Wealth Management of RBC Capital Markets, LLC since April 2016, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 September 2026

Does Thomas Sagissor have a current investment-adviser registration?

Thomas Sagissor has no current investment-adviser or broker registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Thomas Sagissor passed?

Thomas Sagissor has passed 6 licensing exams: the Series 7, Series 63, Series 66, Series 9, Series 10 and SIE. The earliest, the Series 7, was passed in January 1994.

Source: IAPD individual record, checked 17 October 2026

Where was Thomas Sagissor previously registered as an investment adviser?

Thomas Sagissor has past investment-adviser registrations through Rbc Capital Markets, LLC, April 1998 to July 2026, across 1 firm.

Source: IAPD individual record, checked 17 October 2026

Leadership at RBC Capital Markets

Sources

  1. IAPD individual record, CRD 2429425. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of RBC Capital Markets, LLC, filed 30 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Thomas Sagissor or RBC Capital Markets, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.