Career
Todd Moser has been Managing Member of Northrock Partners since August 2019. Todd Moser is a control person of the firm and directly owns between 10% and 25% of it. Todd Moser holds a Bachelor of Science in Business Administration (Finance) and Economics — Augustana College.
Northrock Partners, LLC is a Minneapolis, MN firm with $12.2B under management, 4,811 clients and 91 advisers across 25 offices, as of its September 2026 filing.
NorthRock’s profile says Todd Moser leads its Chicago team and is President of the Personal Office.
- Northrock Partners, LLCCurrent– present · 7 yearsDeer Park, IL · Adviser representative · Firm CRD 167908
- Ameriprise Financial Services, Inc.– · 14 yearsBarrington, IL · Adviser representative · Firm CRD 6363
Credentials and registrations
Professional designations
Listed by Northrock Partners
- Certified Financial Planner (CFP)
- Certified Private Wealth Advisor (CPWA)
- Behavioral Financial Advisor (BFA)
Investment adviser representative registrations
| State | Status | Since |
|---|---|---|
| California | Approved | 8 February 2024 |
| Illinois | Approved | 9 August 2019 |
| Minnesota | Approved | 8 February 2024 |
| North Carolina | Approved | 8 February 2024 |
| Texas | Approved | 9 August 2019 |
| Wisconsin | Approved | 8 December 2022 |
- Status
- Approved
- Status
- Approved
- Status
- Approved
- Status
- Approved
- Status
- Approved
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 8 August 2003 |
| Series 7 | General Securities Representative Examination | 24 July 2003 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Todd Alan Moser
- CRD
- 4645357
- Office
- 21925 FIELD PARKWAY, SUITE 220, Deer Park, IL 60010
- Firm bio
- northrockpartners.com
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Todd Moser work?
Todd Moser has been Managing Member of Northrock Partners, LLC since August 2019, and is a control person of the firm.
Is Todd Moser a financial advisor?
Yes. Todd Moser has a current investment-adviser registration in California, Illinois, Minnesota, North Carolina, Texas and Wisconsin, through Northrock Partners since August 2019.
How many years of experience does Todd Moser have?
Todd Moser has 23 years in the financial industry, since July 2003, across 2 adviser firms.
What exams has Todd Moser passed?
Todd Moser has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in July 2003. FINRA credited Todd Moser with the SIE, which began in October 2018.
Where is Todd Moser based?
Todd Moser’s registered office is in Deer Park, IL.
Is Todd Moser a CFP?
Northrock Partners lists Todd Moser with the CFP credential (“Certified Financial Planner (CFP)”) on its website. CFP Board confirms certification status.
Source: Todd Moser | NorthRock Partners