Career
James DuBrueler has been Chief Financial Officer, Sammons Financial Group Wealth of Northrock Partners since March 2026. James DuBrueler is a control person of the firm and directly owns under 5% of it.
Northrock Partners, LLC is a Minneapolis, MN firm with $12.2B under management, 4,811 clients and 91 advisers across 25 offices, as of its September 2026 filing.
- Wealthcare Advisory Partners LLCAlso current– present · 1 yearWinchester, VA · Adviser representative · Firm CRD 171976
- Alphastar Capital Management– · 7 yearsWinchester, VA · Adviser representative · Firm CRD 157423
Credentials and registrations
Investment adviser representative registrations
| State | Status | Since |
|---|---|---|
| Virginia | Approved | 1 April 2025 |
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 13 September 2016 |
- Name
- Uniform Investment Adviser Law Examination
Individual record
- Full name
- James Marshall DuBrueler
- CRD
- 6895730
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does James DuBrueler work?
James DuBrueler has been Chief Financial Officer, Sammons Financial Group Wealth of Northrock Partners, LLC since March 2026, and is a control person of the firm.
Is James DuBrueler a financial advisor?
Yes. James DuBrueler has a current investment-adviser registration in Virginia.
How many years of experience does James DuBrueler have?
James DuBrueler has 8 years in the financial industry, since January 2018, across 2 adviser firms.
What exams has James DuBrueler passed?
James DuBrueler passed the Series 65 in September 2016.
Where was James DuBrueler previously registered as an investment adviser?
James DuBrueler has past investment-adviser registrations through Alphastar Capital Management, January 2018 to April 2025, across 2 firms.