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Michael Mock

President, Sammons Financial Group Wealth at Northrock Partners

Investment adviser registration

Michael Mock is President, Sammons Financial Group Wealth of Northrock Partners, LLC, a Minneapolis investment adviser managing $12.2B. Michael Mock has 4 years in the industry across 1 firm and has passed the Series 65.

4
Years in industry
1
Adviser firms
1
States registered

From the IAPD record · data retrieved 18 October 2026 · page updated 20 October 2026SEC record

Career

Michael Mock has been President, Sammons Financial Group Wealth of Northrock Partners since December 2025. Michael Mock is a control person of the firm and directly owns under 5% of it. Michael Mock holds a Bachelor’s degree — Drake University and a JD — Drake University.

Northrock Partners, LLC is a Minneapolis, MN firm with $12.2B under management, 4,811 clients and 91 advisers across 25 offices, as of its September 2026 filing.

Midland National’s April 2026 Form S-1 says Michael Mock became President of Wealth Management of Midland National Life and North American Company in January 2026 after serving as Senior Vice President of Wealth Management Strategy.

  1. Beacon Capital Management, Inc.Also current
    – present · 4 years
    West Des Moines, IA · Adviser representative · Firm CRD 120641

Credentials and registrations

Professional designations

Listed by Northrock Partners

  • NASAA Series 65

Investment adviser representative registrations

Iowa14 October 2022
Status
Approved

Examinations

Series 6514 October 2022
Name
Uniform Investment Adviser Law Examination

Individual record

Full name
Michael Lee Mock
CRD
7637766

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Michael Mock work?

Michael Mock has been President, Sammons Financial Group Wealth of Northrock Partners, LLC since December 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 18 September 2026

Is Michael Mock a financial advisor?

Yes. Michael Mock has a current investment-adviser registration in Iowa.

Source: IAPD individual record, checked 18 October 2026

How many years of experience does Michael Mock have?

Michael Mock has 4 years in the financial industry, since October 2022, across 1 adviser firm.

Source: IAPD individual record, checked 18 October 2026

What exams has Michael Mock passed?

Michael Mock passed the Series 65 in October 2022.

Source: IAPD individual record, checked 18 October 2026

Leadership at Northrock Partners

Sources

  1. IAPD individual record, CRD 7637766. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Northrock Partners, LLC, filed 18 September 2026. Title, control and ownership bands.
  3. Northrock Partners team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

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