Thomas Wickman has been Senior Vice President of Dana Investment Advisors since May 2022, is not listed as a control person, but directly owns under 5% of the firm. Thomas Wickman holds a BS in Chemical Engineering from the University of Wisconsin.
Dana Investment Advisors Inc is a Waukesha, WI firm with $6.08B under management, 2,290 clients and 28 advisers across 2 offices, as of its March 2026 filing.
Thomas J. Wickman is Senior Vice President and Portfolio Manager of Dana Investment Advisors. He joined the firm in April 2022. He has been managing client portfolios since 1968.
Thomas Wickman’s longest registration was 24 years at Legacy Capital Partners, Inc. (1998–2022). Before joining Dana Investment Advisors in 2022, Thomas Wickman was registered through Legacy Capital Partners, Inc.
- Dana Investment Advisors IncCurrent– present · 4 yearsMilwaukee, WI · Adviser representative · Firm CRD 105879
- Legacy Capital Partners, Inc.– · 24 yearsMilwaukee, WI · Adviser representative · Firm CRD 105735
Investment adviser representative registrations
Thomas Wickman is registered as an investment adviser representative in Wisconsin, since June 2022.
- WisconsinSince 1 June 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 1 | Registered Representative Examination | 5 February 1969 |
- Name
- Registered Representative Examination
- Full name
- Thomas J Wickman
- CRD
- 466176
- Firm
- Dana Investment Advisors · CRD 105879
- Role
- Senior Vice President
- Office
- 1200 North Mayfair Road, Suite 360, Milwaukee, WI 53226
- Registration
- Investment adviser registration
- In the industry since
- April 1998
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- danainvestment.com
Where does Thomas Wickman work?
Thomas Wickman has been Senior Vice President of Dana Investment Advisors Inc since May 2022.
Is Thomas Wickman a financial advisor?
Yes. Thomas Wickman has a current investment-adviser registration in Wisconsin, through Dana Investment Advisors since June 2022.
How many years of experience does Thomas Wickman have?
Thomas Wickman has 28 years in the financial industry, since April 1998, across 2 adviser firms.
What exams has Thomas Wickman passed?
Thomas Wickman passed the Series 1 in February 1969.
Where is Thomas Wickman based?
Thomas Wickman’s registered office is in Milwaukee, WI.
Is Thomas Wickman registered with FINRA?
No. Thomas Wickman has no current broker registration.
How can I verify Thomas Wickman’s record?
Search CRD 466176 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Wickman’s full registration record.
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