James Mirsberger has been Investment Advisor Representative of Dana Investment Advisors since November 2024, is not listed as a control person, but directly owns under 5% of the firm. James Mirsberger holds a BA in Finance and Marketing from the University of Wisconsin-Madison and an MBA from Marquette University.
Dana Investment Advisors Inc is a Waukesha, WI firm with $6.08B under management, 2,290 clients and 28 advisers across 2 offices, as of its March 2026 filing.
James Mirsberger is Vice President, Client Services and Wealth Advisory of Dana Investment Advisors. He joined the firm in November 2024. He has 30 plus years in the financial services industry, specifically for the investment teams and trading departments at Strong Funds, Wells Capital Management and Allspring Global Investments.
- Dana Investment Advisors IncCurrent– present · 1 yearWaukesha, WI · Adviser representative · Firm CRD 105879
Investment adviser representative registrations
James Mirsberger is registered as an investment adviser representative in Wisconsin, since February 2025.
- WisconsinSince 28 February 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 28 February 2025 |
| Series 7 | General Securities Representative Examination | 3 November 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 23 September 1994 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- James Michael Mirsberger
- CRD
- 2526794
- Firm
- Dana Investment Advisors · CRD 105879
- Role
- Investment Advisor Representative
- Office
- 20700 SWENSON DRIVE, SUITE 400, Waukesha, WI 53186-0904
- Registration
- Investment adviser registration
- In the industry since
- February 2025
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- danainvestment.com
Where does James Mirsberger work?
James Mirsberger has been Investment Advisor Representative of Dana Investment Advisors Inc since November 2024.
Is James Mirsberger a financial advisor?
Yes. James Mirsberger has a current investment-adviser registration in Wisconsin, through Dana Investment Advisors since February 2025.
How many years of experience does James Mirsberger have?
James Mirsberger has 1 year in the financial industry, since February 2025, across 1 adviser firm.
What exams has James Mirsberger passed?
James Mirsberger has passed 3 licensing exams: the Series 63, Series 7 and Series 65. The earliest, the Series 63, was passed in September 1994.
Where is James Mirsberger based?
James Mirsberger’s registered office is in Waukesha, WI.
Is James Mirsberger registered with FINRA?
No. James Mirsberger has no current broker registration.
How can I verify James Mirsberger’s record?
Search CRD 2526794 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Mirsberger’s full registration record.
Mikhail AlkhazovSenior Vice President and Portfolio Manager
Jeffry BrigmanSenior Vice President
Garrett BrigmanVice President, Wealth Management
William CharcalisManaging Director, Executive Vice President and Senior Portfolio Manager
Gregory DahlmanSenior Vice President
Michael HonkampSenior Vice President
Steven JaegerVice President, Wealth Management
James JanikowskiSenior Vice President
Marc KamberExecutive Vice President
Jay KaunSenior Vice President
Brian LehkySenior Vice President
Sean McLeodSenior Vice President and Portfolio Manager
Lori SalyersVice President - Compliance
Noaman ShariefSenior Vice President
Daniel SieversVice President and Equity Portfolio Manager
Matthew SlowinskiSenior Vice President
David StammSenior Vice President
Michael StewartExecutive Vice President, Chief Compliance Officer
Jerome VeranthExecutive Vice President, Chief Investment Officer
David WeinsteinSenior Vice President and Portfolio Manager
Thomas WickmanSenior Vice President
Robert LeutyDirector of Fixed Income
Mark MirsbergerCEO, COO & Treasurer
Duane RobertsDirector of Faith and Values-Based Strategies