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Lori Salyers, portrait

Lori Salyers

Vice President - Compliance at Dana Investment Advisors in Waukesha, WI

Investment adviser registrationUpdated

Lori Salyers is Vice President - Compliance of Dana Investment Advisors Inc, an investment adviser managing $6.08B, and works from its Waukesha, WI office. Lori Salyers has been registered as an investment adviser representative through Dana Investment Advisors since 2 July 2009, has 17 years in the industry across 1 firm and has passed the Series 65.

17
Years in industry
17
Years at firm
1
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Lori Salyers has been Vice President - Compliance of Dana Investment Advisors since October 2025, is not listed as a control person, but directly owns under 5% of the firm. Lori Salyers holds a Paralegal Associate degree from Lakeshore Technical College and a BA in Business Administration from Lakeland University.

Dana Investment Advisors Inc is a Waukesha, WI firm with $6.08B under management, 2,290 clients and 28 advisers across 2 offices, as of its March 2026 filing.

Lori Salyers is Vice President, Compliance of Dana Investment Advisors. She joined the firm in February 2007 and is currently a Vice President responsible for various components of the Firm's compliance procedures.

  1. – present · 17 years
    Waukesha, WI · Adviser representative · Firm CRD 105879

Credentials and registrations

Professional designations

Listed by Dana Investment Advisors

  • Certified Employee Benefit Specialist (CEBS)
  • Investment Adviser Certified Compliance Professional (IACCP)

Investment adviser representative registrations

Lori Salyers is registered as an investment adviser representative in Wisconsin, since July 2009.

  • WisconsinSince 2 July 2009

Examinations

Series 651 July 2009
Name
Uniform Investment Adviser Law Examination

Key facts

Full name
Lori Anne Salyers
CRD
5682821
Firm
Dana Investment Advisors · CRD 105879
Role
Vice President - Compliance
Office
20700 SWENSON DRIVE, SUITE 400, Waukesha, WI 53186-0904
Registration
Investment adviser registration
In the industry since
July 2009
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Lori Salyers work?

Lori Salyers has been Vice President - Compliance of Dana Investment Advisors Inc since October 2025.

Source: Form ADV, Schedule A, filed 24 March 2026

Is Lori Salyers a financial advisor?

Yes. Lori Salyers has a current investment-adviser registration in Wisconsin, through Dana Investment Advisors since July 2009.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Lori Salyers have?

Lori Salyers has 17 years in the financial industry, since July 2009, across 1 adviser firm.

Source: IAPD individual record, checked 22 October 2026

What exams has Lori Salyers passed?

Lori Salyers passed the Series 65 in July 2009.

Source: IAPD individual record, checked 22 October 2026

Where is Lori Salyers based?

Lori Salyers’ registered office is in Waukesha, WI.

Source: IAPD individual record, checked 22 October 2026

Is Lori Salyers registered with FINRA?

No. Lori Salyers has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Lori Salyers’ record?

Search CRD 5682821 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lori Salyers’ full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Dana Investment Advisors

Sources

  1. IAPD individual record, CRD 5682821, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Dana Investment Advisors Inc, filed 24 March 2026. Title, control and ownership bands.
  3. Dana Investment Advisors team page. Biography, education, credentials, awards and the portrait, reproduced for identification.