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Duane Roberts, portrait

Duane Roberts

Director of Faith and Values-Based Strategies at Dana Investment Advisors in Irving, TX

Investment adviser registrationUpdated

Duane Roberts is Director of Faith and Values-Based Strategies of Dana Investment Advisors Inc, an investment adviser managing $6.08B, and works from its Irving, TX office. Duane Roberts has been registered as an investment adviser representative through Dana Investment Advisors since 10 November 2009, has 23 years in the industry across 2 firms and has passed the Series 65.

23
Years in industry
16
Years at firm
2
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Duane Roberts has been Director of Faith and Values-Based Strategies of Dana Investment Advisors since October 2025, is a control person of the firm and directly owns between 5% and 10% of it. Duane Roberts holds a BS in Electrical Engineering and Mathematics from Rice University, an MS in Statistics from Stanford University and an MBA in Finance from Southern Methodist University.

Dana Investment Advisors Inc is a Waukesha, WI firm with $6.08B under management, 2,290 clients and 28 advisers across 2 offices, as of its March 2026 filing.

Duane Roberts is Director of Faith and Values-based Strategies of Dana Investment Advisors. He joined the firm in June 1999. He is a member of Social Venture Partners Dallas and serves on the investment committees for the Roman Catholic Diocese of Dallas and Cistercian Abbey and Preparatory School.

Duane Roberts’ longest registration is the current one, 16 years at Dana Investment Advisors since 2009. Before joining Dana Investment Advisors in 2009, Duane Roberts was registered through Cimarron Asset Management, LLC.

  1. Dana Investment Advisors IncCurrent
    – present · 16 years
    Irving, TX · Adviser representative · Firm CRD 105879
  2. Cimarron Asset Management, LLC
    – · 3 years
    Grapevine, TX · Adviser representative · Firm CRD 139906
  3. Dana Investment Advisors Inc
    – · 3 years
    Grapevine, TX · Adviser representative · Firm CRD 105879

Credentials and registrations

Professional designations

Listed by Dana Investment Advisors

  • CFA charterholder

Investment adviser representative registrations

Duane Roberts is registered as an investment adviser representative in Texas, since November 2009.

  • TexasSince 10 November 2009

Examinations

Series 659 March 2000
Name
Uniform Investment Adviser Law Examination

Key facts

Full name
Duane Rudolph Roberts
CRD
4346543
Firm
Dana Investment Advisors · CRD 105879
Role
Director of Faith and Values-Based Strategies
Office
Irving, TX
Registration
Investment adviser registration
In the industry since
March 2003
Disciplinary history
Not yet shown here · SEC record
Firm bio
danainvestment.com

Common questions

Where does Duane Roberts work?

Duane Roberts has been Director of Faith and Values-Based Strategies of Dana Investment Advisors Inc since October 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 24 March 2026

Is Duane Roberts a financial advisor?

Yes. Duane Roberts has a current investment-adviser registration in Texas, through Dana Investment Advisors since November 2009.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Duane Roberts have?

Duane Roberts has 23 years in the financial industry, since March 2003, across 2 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Duane Roberts passed?

Duane Roberts passed the Series 65 in March 2000.

Source: IAPD individual record, checked 22 October 2026

Where did Duane Roberts work before Dana Investment Advisors?

Before Dana Investment Advisors, Duane Roberts was registered through Cimarron Asset Management, LLC, June 2006 to June 2009.

Source: IAPD individual record, checked 22 October 2026

Where is Duane Roberts based?

Duane Roberts’ registered office is in Irving, TX.

Source: IAPD individual record, checked 22 October 2026

Is Duane Roberts registered with FINRA?

No. Duane Roberts has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

Is Duane Roberts a CFA charterholder?

Dana Investment Advisors lists Duane Roberts with the CFA credential (“CFA charterholder”) on its website. CFA Institute confirms certification status.

Source: DUANE ROBERTS, CFA biography, danainvestment.com

How can I verify Duane Roberts’ record?

Search CRD 4346543 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Duane Roberts’ full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Dana Investment Advisors

Sources

  1. IAPD individual record, CRD 4346543, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Dana Investment Advisors Inc, filed 24 March 2026. Title, control and ownership bands.
  3. Dana Investment Advisors team page. Biography, education, credentials, awards and the portrait, reproduced for identification.
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