Michael Stewart has been Executive Vice President, Chief Compliance Officer of Dana Investment Advisors since September 2006, is a control person of the firm and directly owns under 5% of it. Michael Stewart holds a BBA in General Business with an emphasis in Finance and Business Law from the University of Wisconsin-Whitewater and a JD from Valparaiso University School of Law.
Dana Investment Advisors Inc is a Waukesha, WI firm with $6.08B under management, 2,290 clients and 28 advisers across 2 offices, as of its March 2026 filing.
Michael Stewart is Chief Compliance Officer of Dana Investment Advisors. He joined the firm in May 1996 and is currently an Executive Vice President and the Chief Compliance Officer.
- Dana Investment Advisors IncCurrent– present · 31 yearsBrookfield, WI · Adviser representative · Firm CRD 105879
Professional designations
Listed by Dana Investment Advisors
- CFA charterholder
- Certified Financial Planner
- Chartered Financial Consultant
- Certified Employee Benefit Specialist
Investment adviser representative registrations
Michael Stewart is registered as an investment adviser representative in Wisconsin, since July 1995.
- WisconsinSince 11 July 1995
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 21 February 2001 |
| Series 7 | General Securities Representative Examination | 3 January 2001 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 23 December 1998 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 18 December 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 December 1998 |
| Series 65 | Uniform Investment Adviser Law Examination | 16 June 1995 |
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Michael Christopher Stewart
- CRD
- 2631299
- Firm
- Dana Investment Advisors · CRD 105879
- Role
- Executive Vice President, Chief Compliance Officer
- Office
- 15800 W. BLUEMOUND RD. SUITE 250, Brookfield, WI 53005
- Registration
- Investment adviser registration
- In the industry since
- July 1995
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- danainvestment.com
Where does Michael Stewart work?
Michael Stewart has been Executive Vice President, Chief Compliance Officer of Dana Investment Advisors Inc since September 2006, and is a control person of the firm.
Is Michael Stewart a financial advisor?
Yes. Michael Stewart has a current investment-adviser registration in Wisconsin, through Dana Investment Advisors since July 1995.
How many years of experience does Michael Stewart have?
Michael Stewart has 31 years in the financial industry, since July 1995, across 1 adviser firm.
What exams has Michael Stewart passed?
Michael Stewart has passed 6 licensing exams: the Series 65, Series 63, Series 6, Series 26, Series 7 and Series 24. The earliest, the Series 65, was passed in June 1995.
Where is Michael Stewart based?
Michael Stewart’s registered office is in Brookfield, WI.
Is Michael Stewart registered with FINRA?
No. Michael Stewart has no current broker registration.
Is Michael Stewart a CFP?
Dana Investment Advisors lists Michael Stewart with the CFP credential (“Certified Financial Planner”) on its website. CFP Board confirms certification status.
Source: MICHAEL STEWART, CFA, JD, CFP biography, danainvestment.com
Is Michael Stewart a CFA charterholder?
Dana Investment Advisors lists Michael Stewart with the CFA credential (“CFA charterholder”) on its website. CFA Institute confirms certification status.
Source: MICHAEL STEWART, CFA, JD, CFP biography, danainvestment.com
How can I verify Michael Stewart’s record?
Search CRD 2631299 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Stewart’s full registration record.
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William CharcalisManaging Director, Executive Vice President and Senior Portfolio Manager
Gregory DahlmanSenior Vice President
Michael HonkampSenior Vice President
Steven JaegerVice President, Wealth Management
James JanikowskiSenior Vice President
Marc KamberExecutive Vice President
Jay KaunSenior Vice President
Brian LehkySenior Vice President
Sean McLeodSenior Vice President and Portfolio Manager
Lori SalyersVice President - Compliance
Noaman ShariefSenior Vice President
Daniel SieversVice President and Equity Portfolio Manager
Matthew SlowinskiSenior Vice President
David StammSenior Vice President
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Thomas WickmanSenior Vice President
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