Role at Benjamin F. Edwards & Company
- Title on Schedule A
- Director/Chief Financial Officer
- Control
- Thomas Martin is a control person of Benjamin F. Edwards & Company.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Thomas Martin has held the filed role since September 2009.
The firm
Form ADV filed 21 September 2026
Career on record
- Passed Series 79TO and Series 99TO · 2023
- Passed SIE · 2018
- Passed Series 27 · 1999
- Passed Series 7 and Series 63 · 1986
Registrations and exams
Broker registration; no current adviser registration. Thomas Martin has passed 6 qualifying exams.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 27 February 1986 |
| Series 27 | Financial and Operations Principal Examination | 24 May 1999 |
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 15 February 1986 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Financial and Operations Principal Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Thomas Hayden Martin
- CRD
- 1459719
- Registration status
- Broker registration; no current adviser registration
- Firm bio
- benjaminfedwards.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Benjamin F. Edwards identifies Tom Martin as executive vice president and chief financial officer and says he joined the firm in 2009. Filed Thomas Hayden Martin and CFO role align. Official firm biography page
Education
- He earned a Bachelor of Science in Accounting from the University of Missouri–St. Louis. The profile also identifies him as a Certified Public Accountant in Missouri.Official firm biography page
Credentials and memberships
- The firm biography identifies him as a Certified Public Accountant in Missouri.Official firm biography page
Common questions
Where does Thomas Martin work?
Thomas Martin has been Director/Chief Financial Officer of Benjamin F. Edwards & Company, Incorporated since September 2009, and is a control person of the firm.
Does Thomas Martin have a current investment-adviser registration?
Thomas Martin has a current broker registration and no current investment-adviser registration, as of 17 October 2026.
What exams has Thomas Martin passed?
Thomas Martin has passed 6 licensing exams: the Series 7, Series 63, Series 27, SIE, Series 79TO and Series 99TO. The earliest, the Series 7, was passed in February 1986.
Leadership at Benjamin F. Edwards & Company
- Benjamin Franklin IV EdwardsChairman/Chief Executive Officer, President
- Matthew Paul MucklerChief Compliance Officer, Advisory
- Katelyn Clare StevensChief Compliance Officer, Brokerage
- Todd Heinrich BrandstadtDirector/Director of Branches
- Benjamin Franklin EdwardsDirector/Assistant Director of Branches
- Brooke Danielle EgglestonDirector/Chief Human Resource Officer
- Christopher M KellerDirector/Director of Business Services
- Douglas David RubensteinDirector/Senior Advisor to the Chairman
- Gwendolyn TaylorDirector/Chief Legal Counsel
- Christopher Mark WhitingDirector of Financial Strategies Group
- Billy Joe WisdomDirector/Director of Regulatory & Oversight Services