Role at Benjamin F. Edwards & Company
- Title on Schedule A
- Chief Compliance Officer, Advisory
- Control
- Matthew Muckler is a control person of Benjamin F. Edwards & Company.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Matthew Muckler has held the filed role since January 2021.
The firm
Form ADV filed 21 September 2026
Career on record
Matthew Muckler has been registered through Benjamin F. Edwards & Company since August 2018, and before that through Scottrade Investment Management.
- Passed Series 14 · 2023
- Passed SIE · 2018
- – present · 8 years, · Adviser representative · Firm CRD 146936
- Scottrade Investment Management– · 1 yearSaint Louis, MO · Adviser representative · Firm CRD 169988
- Passed Series 66 · 2016
- Passed Series 24 · 2012
- Passed Series 7 and Series 63 · 2011
Registrations and exams
Matthew Muckler has a current investment-adviser registration in Missouri and has passed 6 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Missouri | Investment adviser representative | Approved | 13 August 2018 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 15 December 2016 |
| Series 63 | Uniform Securities Agent State Law Examination | 23 August 2011 |
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 24 | General Securities Principal Examination | 14 September 2012 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 18 July 2011 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Compliance Officer Examination
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Matthew Paul Muckler
- CRD
- 4762147
- Registration status
- Investment adviser and broker registrations
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Matthew Muckler work?
Matthew Muckler has been Chief Compliance Officer, Advisory of Benjamin F. Edwards & Company, Incorporated since January 2021, and is a control person of the firm.
Is Matthew Muckler a financial advisor?
Yes. Matthew Muckler has a current investment-adviser registration in Missouri, through Benjamin F. Edwards & Company since August 2018, as of 18 October 2026.
How many years of experience does Matthew Muckler have?
Matthew Muckler has worked in the financial industry for 14 years as of 18 October 2026, counted from 21 December 2011, across 2 adviser firms.
What exams has Matthew Muckler passed?
Matthew Muckler has passed 6 licensing exams: the Series 7, Series 63, Series 24, Series 66, SIE and Series 14. The earliest, the Series 7, was passed in July 2011.
Where did Matthew Muckler work before Benjamin F. Edwards & Company?
Before Benjamin F. Edwards & Company, Matthew Muckler was registered through Scottrade Investment Management, December 2016 to March 2018.
Leadership at Benjamin F. Edwards & Company
- Benjamin Franklin IV EdwardsChairman/Chief Executive Officer, President
- Thomas Hayden JR MartinDirector/Chief Financial Officer
- Katelyn Clare StevensChief Compliance Officer, Brokerage
- Todd Heinrich BrandstadtDirector/Director of Branches
- Benjamin Franklin EdwardsDirector/Assistant Director of Branches
- Brooke Danielle EgglestonDirector/Chief Human Resource Officer
- Christopher M KellerDirector/Director of Business Services
- Douglas David RubensteinDirector/Senior Advisor to the Chairman
- Gwendolyn TaylorDirector/Chief Legal Counsel
- Christopher Mark WhitingDirector of Financial Strategies Group
- Billy Joe WisdomDirector/Director of Regulatory & Oversight Services