Role at Benjamin F. Edwards & Company
- Title on Schedule A
- Director/Chief Legal Counsel
- Control
- Gwendolyn Taylor is a control person of Benjamin F. Edwards & Company.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Gwendolyn Taylor has held the filed role since January 2026.
The firm
Form ADV filed 21 September 2026
Career on record
Gwendolyn Taylor has been registered through Benjamin F. Edwards & Company since December 2019, and before that through Edward Jones.
- Passed Series 52TO · 2023
- – present · 7 years, · Adviser representative · Firm CRD 146936
- – present · 7 yearsKirkwood, MO · Adviser representative and broker · Firm CRD 146936
- Passed Series 53 and SIE · 2018
- Passed Series 9 · 2010
- Passed Series 7, Series 66, Series 24 and Series 10 · 2009
- Edward Jones– · 8 yearsSt Louis, MO · Adviser representative · Firm CRD 250
Registrations and exams
Gwendolyn Taylor has a current investment-adviser registration in Missouri and has passed 8 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Missouri | Investment adviser representative | Approved | 6 December 2019 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 5 October 2009 |
| Series 53 | Municipal Securities Principal Examination | 9 April 2018 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 8 February 2010 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 24 December 2009 |
| Series 24 | General Securities Principal Examination | 16 November 2009 |
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 17 August 2009 |
- Name
- Uniform Combined State Law Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Principal Examination
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Gwendolyn Madison Taylor
- CRD
- 4812432
- Registration status
- Investment adviser and broker registrations
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Gwendolyn Taylor work?
Gwendolyn Taylor has been Director/Chief Legal Counsel of Benjamin F. Edwards & Company, Incorporated since January 2026, and is a control person of the firm.
Is Gwendolyn Taylor a financial advisor?
Yes. Gwendolyn Taylor has a current investment-adviser registration in Missouri, through Benjamin F. Edwards & Company since December 2019, as of 18 October 2026.
How many years of experience does Gwendolyn Taylor have?
Gwendolyn Taylor has worked in the financial industry for 17 years as of 18 October 2026, counted from 17 August 2009, across 2 adviser firms.
What exams has Gwendolyn Taylor passed?
Gwendolyn Taylor has passed 8 licensing exams: the Series 7, Series 66, Series 24, Series 10, Series 9, Series 53, SIE and Series 52TO. The earliest, the Series 7, was passed in August 2009.
Where did Gwendolyn Taylor work before Benjamin F. Edwards & Company?
Before Benjamin F. Edwards & Company, Gwendolyn Taylor was registered through Edward Jones, October 2009 to November 2017.
Leadership at Benjamin F. Edwards & Company
- Benjamin Franklin IV EdwardsChairman/Chief Executive Officer, President
- Thomas Hayden JR MartinDirector/Chief Financial Officer
- Matthew Paul MucklerChief Compliance Officer, Advisory
- Katelyn Clare StevensChief Compliance Officer, Brokerage
- Todd Heinrich BrandstadtDirector/Director of Branches
- Benjamin Franklin EdwardsDirector/Assistant Director of Branches
- Brooke Danielle EgglestonDirector/Chief Human Resource Officer
- Christopher M KellerDirector/Director of Business Services
- Douglas David RubensteinDirector/Senior Advisor to the Chairman
- Christopher Mark WhitingDirector of Financial Strategies Group
- Billy Joe WisdomDirector/Director of Regulatory & Oversight Services