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Christopher Keller

Director/Director of Business Services at Benjamin F. Edwards & Company

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
5
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Christopher Keller is Director/Director of Business Services of Benjamin F. Edwards & Company, Incorporated, a ST. Louis investment adviser managing $18.9B. Christopher Keller has a current broker registration and no current investment-adviser registration and has passed 5 licensing exams.

Role at Benjamin F. Edwards & Company

Title on Schedule A
Director/Director of Business Services
Control
Christopher Keller is a control person of Benjamin F. Edwards & Company.
Ownership
An individual ownership band is not available in the source record.
Tenure
Christopher Keller has held the filed role since April 2010.

The firm

Benjamin F. Edwards & Company, Incorporated
ST. Louis, MO

Form ADV filed 21 September 2026

$18.9B AUM33,057 clients450 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed Series 99TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 27 · 2016
  4. Passed Series 24 · 2013
  5. Passed Series 7 · 2011

Registrations and exams

Broker registration; no current adviser registration. Christopher Keller has passed 5 qualifying exams.

Examinations

Series 2721 April 2016
Name
Financial and Operations Principal Examination
Series 2415 July 2013
Name
General Securities Principal Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 729 June 2011
Name
General Securities Representative Examination

Individual record

Full name
Christopher M Keller
CRD
4346617
Firm
Benjamin F. Edwards & Company, Incorporated
Registration status
Broker registration; no current adviser registration
Firm bio
benjaminfedwards.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Benjamin F. Edwards identifies Christopher “Chris” Keller as executive vice president and director of Business Services. Official firm biography

Education

Credentials and memberships

Common questions

Where does Christopher Keller work?

Christopher Keller has been Director/Director of Business Services of Benjamin F. Edwards & Company, Incorporated since April 2010, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 21 September 2026

Does Christopher Keller have a current investment-adviser registration?

Christopher Keller has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Christopher Keller passed?

Christopher Keller has passed 5 licensing exams: the Series 7, Series 24, Series 27, SIE and Series 99TO. The earliest, the Series 7, was passed in June 2011.

Source: IAPD individual record, checked 17 October 2026

Leadership at Benjamin F. Edwards & Company

Sources

  1. IAPD individual record, CRD 4346617. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Benjamin F. Edwards & Company, Incorporated, filed 21 September 2026. Title, control and ownership bands.
  3. Benjamin F. Edwards & Company team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Christopher Keller or Benjamin F. Edwards & Company, Incorporated and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.