Role at Thrivent Investment Management
- Title on Schedule A
- Vice President
- Control
- Thomas Birr is a control person of Thrivent Investment Management.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Thomas Birr has held the filed role since March 2018.
The firm
Form ADV filed 30 September 2026
Career on record
- Passed Series 99TO · 2023
- Passed SIE · 2018
- Passed Series 7 and Series 24 · 2007
- Passed Series 6 and Series 63 · 2001
Registrations and exams
Broker registration; no current adviser registration. Thomas Birr has passed 6 qualifying exams.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 22 August 2001 |
| Series 24 | General Securities Principal Examination | 15 November 2007 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 8 August 2007 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 25 June 2001 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Individual record
- Full name
- Thomas John Birr
- CRD
- 4148092
- Registration status
- Broker registration; no current adviser registration
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Thomas Birr work?
Thomas Birr has been Vice President of Thrivent Investment Management Inc. since March 2018, and is a control person of the firm.
Does Thomas Birr have a current investment-adviser registration?
Thomas Birr has a current broker registration and no current investment-adviser registration, as of 17 October 2026.
What exams has Thomas Birr passed?
Thomas Birr has passed 6 licensing exams: the Series 6, Series 63, Series 7, Series 24, SIE and Series 99TO. The earliest, the Series 6, was passed in June 2001.
Leadership at Thrivent Investment Management
- David Jacob KlosterPresident
- Brandon M OharaChief Compliance Officer
- Caleb BousuDirector
- Nicholas CecereDirector
- Tonia GilchristChief Legal Officer & Secretary
- Arika JohnsonDirector
- Paul JohnstonDirector
- Andrew Dylan NorgardTreasurer