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Brandon OHara

Chief Compliance Officer at Thrivent Investment Management

Investment adviser and broker registrationsSEC record checked 18 October 2026

21
Years in the industry
2
Years at the firm
5
Adviser firms
1
State registrations

IAPD record retrieved 18 October 2026SEC record

Brandon OHara is Chief Compliance Officer of Thrivent Investment Management Inc., a Minneapolis investment adviser managing $20.8B. Brandon OHara has been registered through Thrivent Investment Management since 16 July 2024, has 21 years in the industry across 5 firms and has passed 7 licensing exams.

Role at Thrivent Investment Management

Title on Schedule A
Chief Compliance Officer
Control
Brandon OHara is a control person of Thrivent Investment Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Brandon OHara has held the filed role since July 2026.

The firm

Thrivent Investment Management Inc.
Minneapolis, MN

Form ADV filed 30 September 2026

$20.8B AUM125,754 clients2,963 advisers26 offices

Career on record

Brandon OHara has been registered through Thrivent Investment Management since July 2024, and before that through Wealth Enhancement Advisory Services, LLC, Advisornet Wealth Management, Cetera Advisor Networks LLC and Fintegra Financial Solutions.

Firms and exams, newest first
  1. Thrivent Investment Management Inc.Current
    – present · 2 years
    , · Adviser representative · Firm CRD 18387
  2. Thrivent Investment Management Inc.Current
    – present · 2 years
    Woodbury, MN · Adviser representative and broker · Firm CRD 18387
  3. Passed Series 52TO · 2023
  4. Wealth Enhancement Advisory Services, LLC
    – · 1 year
    Plymouth, MN · Adviser representative · Firm CRD 116407
  5. Advisornet Wealth Management
    – · 3 years
    Minneapolis, MN · Adviser representative · Firm CRD 113074
  6. Cetera Advisor Networks LLC
    – · 3 years
    Minneapolis, MN · Adviser representative · Firm CRD 13572
  7. Passed SIE · 2018
  8. Thrivent Investment Management Inc.
    – · 5 years
    Minneapolis, MN · Adviser representative · Firm CRD 18387
  9. Passed Series 53 · 2006
  10. Passed Series 24 and Series 4 · 2005
  11. Fintegra Financial Solutions
    – · 5 years
    Minneapolis, MN · Adviser representative · Firm CRD 16741
  12. Passed Series 7 and Series 66 · 2004

Registrations and exams

Brandon OHara has a current investment-adviser registration in Minnesota and has passed 7 qualifying exams.

Minnesota17 July 2024
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6611 October 2004
Name
Uniform Combined State Law Examination
Series 5315 June 2006
Name
Municipal Securities Principal Examination
Series 426 October 2005
Name
Registered Options Principal Examination
Series 2426 July 2005
Name
General Securities Principal Examination
Series 52TO2 January 2023
Name
Municipal Securities Representative Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 74 August 2004
Name
General Securities Representative Examination

Individual record

Full name
Brandon M OHara
CRD
4798646
Firm
Thrivent Investment Management Inc.
Registration status
Investment adviser and broker registrations

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Brandon OHara work?

Brandon OHara has been Chief Compliance Officer of Thrivent Investment Management Inc. since July 2026, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 September 2026

Is Brandon OHara a financial advisor?

Yes. Brandon OHara has a current investment-adviser registration in Minnesota, through Thrivent Investment Management since July 2024, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

How many years of experience does Brandon OHara have?

Brandon OHara has worked in the financial industry for 21 years as of 18 October 2026, counted from 22 April 2005, across 5 adviser firms.

Source: IAPD individual record, checked 18 October 2026

What exams has Brandon OHara passed?

Brandon OHara has passed 7 licensing exams: the Series 7, Series 66, Series 24, Series 4, Series 53, SIE and Series 52TO. The earliest, the Series 7, was passed in August 2004.

Source: IAPD individual record, checked 18 October 2026

Where did Brandon OHara work before Thrivent Investment Management?

Before Thrivent Investment Management, Brandon OHara was registered through Wealth Enhancement Advisory Services, LLC, October 2022 to February 2024; Advisornet Wealth Management, October 2019 to August 2022; Cetera Advisor Networks LLC, March 2019 to August 2022; Fintegra Financial Solutions, August 2005 to February 2010.

Source: IAPD individual record, checked 18 October 2026

Leadership at Thrivent Investment Management

Sources

  1. IAPD individual record, CRD 4798646. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Thrivent Investment Management Inc., filed 30 September 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Brandon OHara or Thrivent Investment Management Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.