Andrew Norgard has been Treasurer of Thrivent Investment Management since February 2024, is a control person of the firm and directly owns under 5% of it.
Thrivent Investment Management Inc. is a Minneapolis, MN firm with $20.8B under management, 125,754 clients and 2,963 advisers across 1,227 offices, as of its September 2026 filing.
No adviser firm registrations are on Andrew Norgard’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 10 November 2023 |
| SIE | Securities Industry Essentials Examination | 10 November 2023 |
| Series 27 | Financial and Operations Principal Examination | 16 November 2020 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Financial and Operations Principal Examination
- Full name
- Andrew Dylan Norgard
- CRD
- 6868385
- Firm
- Thrivent Investment Management · CRD 18387
- Role
- Treasurer
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Andrew Norgard work?
Andrew Norgard has been Treasurer of Thrivent Investment Management Inc. since February 2024, and is a control person of the firm.
Does Andrew Norgard have a current investment-adviser registration?
Andrew Norgard has a current broker registration and no current investment-adviser registration.
What exams has Andrew Norgard passed?
Andrew Norgard has passed 3 licensing exams: the Series 27, Series 99TO and SIE. The earliest, the Series 27, was passed in November 2020.
Is Andrew Norgard registered with FINRA?
Yes. Andrew Norgard has a current broker registration, under CRD 6868385.
Source: FINRA BrokerCheck
How can I verify Andrew Norgard’s record?
Search CRD 6868385 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Andrew Norgard’s full registration record.