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David Kloster

President at Thrivent Investment Management

Investment adviser and broker registrationsSEC record checked 17 October 2026

27
Years in the industry
23
Years at the firm
1
Adviser firms
1
State registrations

IAPD record retrieved 17 October 2026SEC record

David Kloster is President of Thrivent Investment Management Inc., a Minneapolis investment adviser managing $20.8B. David Kloster has been registered through Thrivent Investment Management since 7 February 2003, has 27 years in the industry across 1 firm and has passed 6 licensing exams.

Role at Thrivent Investment Management

Title on Schedule A
President
Control
David Kloster is a control person of Thrivent Investment Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
David Kloster has held the filed role since July 2020.

The firm

Thrivent Investment Management Inc.
Minneapolis, MN

Form ADV filed 30 September 2026

$20.8B AUM125,754 clients2,963 advisers26 offices

Career on record

David Kloster has been registered through Thrivent Investment Management since February 2003.

Firms and exams, newest first
  1. Passed Series 99TO · 2023
  2. Passed SIE · 2018
  3. Thrivent Investment Management Inc.Current
    – present · 13 years
    , · Adviser representative · Firm CRD 18387
  4. Passed Series 24 · 2006
  5. Thrivent Investment Management Inc.Current
    – present · 24 years
    Excelsior, MN · Adviser representative and broker · Firm CRD 18387
  6. Passed Series 65 · 1999
  7. Passed Series 7 and Series 63 · 1998

Registrations and exams

David Kloster has a current investment-adviser registration in Minnesota and has passed 6 qualifying exams.

Minnesota19 December 2013
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6519 January 1999
Name
Uniform Investment Adviser Law Examination
Series 637 December 1998
Name
Uniform Securities Agent State Law Examination
Series 241 June 2006
Name
General Securities Principal Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 716 November 1998
Name
General Securities Representative Examination

Individual record

Full name
David Jacob Kloster
CRD
2523240
Firm
Thrivent Investment Management Inc.
Registration status
Investment adviser and broker registrations

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does David Kloster work?

David Kloster has been President of Thrivent Investment Management Inc. since July 2020, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 September 2026

Is David Kloster a financial advisor?

Yes. David Kloster has a current investment-adviser registration in Minnesota, through Thrivent Investment Management since February 2003, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does David Kloster have?

David Kloster has worked in the financial industry for 27 years as of 17 October 2026, counted from 19 March 1999, across 1 adviser firm.

Source: IAPD individual record, checked 17 October 2026

What exams has David Kloster passed?

David Kloster has passed 6 licensing exams: the Series 7, Series 63, Series 65, Series 24, SIE and Series 99TO. The earliest, the Series 7, was passed in November 1998.

Source: IAPD individual record, checked 17 October 2026

Leadership at Thrivent Investment Management

Sources

  1. IAPD individual record, CRD 2523240. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Thrivent Investment Management Inc., filed 30 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with David Kloster or Thrivent Investment Management Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.