Niva WealthLet’s talk

Theresa Days

Chief Compliance Officer and Principal at Modera Wealth Management

Officer record from the firm’s Form ADVForm ADV filed 14 September 2026

Theresa Days is Chief Compliance Officer and Principal of Modera Wealth Management, LLC, a Westwood investment adviser.

Role at Modera Wealth Management

Title on Schedule A
Chief Compliance Officer and Principal
Control
Theresa Days is a control person of Modera Wealth Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Theresa Days has held the filed role since January 2019.

The firm

Modera Wealth Management, LLC
Westwood, NJ

Form ADV filed 14 September 2026

$17.7B AUM6,308 clients106 advisers24 offices

Career on record

The IAPD individual lookup on 17 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Theresa Days is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Theresa Days
CRD
2556989
Firm
Modera Wealth Management, LLC
Record basis
Form ADV officer listing

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Theresa Days work?

Theresa Days has been Chief Compliance Officer and Principal of Modera Wealth Management, LLC since January 2019, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 14 September 2026

Leadership at Modera Wealth Management

Sources

  1. IAPD individual lookup, CRD 2556989. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Modera Wealth Management, LLC, filed 14 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Theresa Days or Modera Wealth Management, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.