Career
Gaurav Mallik has been Chief Investment Officer of Modera Wealth Management since June 2026. Gaurav Mallik is a control person of the firm and directly owns under 5% of it.
Modera Wealth Management, LLC is a Westwood, NJ firm with $17.7B under management, 6,308 clients and 106 advisers across 31 offices, as of its September 2026 filing.
Before joining Modera as chief investment officer, Mallik was managing partner at Fiducia Advisors and chief investment officer at Pallas Capital. He previously held leadership roles at State Street Global Advisors.
The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.
Credentials and registrations
Individual registration and examination information for Gaurav Mallik is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.
Officer record
- Full name
- Gaurav Mallik
- CRD
- 7942228
- Record basis
- Form ADV officer listing
- Firm bio
- moderawealth.com
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Gaurav Mallik work?
Gaurav Mallik has been Chief Investment Officer of Modera Wealth Management, LLC since June 2026, and is a control person of the firm.
Leadership at Modera Wealth Management
- Thomas OrecchioElected Manager and Chief Executive Officer
- Joseph MccuinePresident
- James KippChief Financial Officer
- Shelly KapoorChief Operating Officer
- Theresa DaysChief Compliance Officer and Principal
- John CeparanoElected Manager
- Sarah DerGarabedianElected Manager
- Regan FadChief Legal Officer
- George PadulaElected Manager
- Benjamin RobinsAppointed Manager
- Patrick RunyenElected Manager
- Ethan WangAppointed Manager
- Mark WilloughbyElected Manager
- Michael ZiemerElected Manager