Role at Modera Wealth Management
- Title on Schedule A
- Elected Manager
- Control
- Michael Ziemer is a control person of Modera Wealth Management.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Michael Ziemer has held the filed role since May 2025.
The firm
Form ADV filed 14 September 2026
Career on record
Michael Ziemer has been registered through Modera Wealth Management since April 2023, and before that through Charles Schwab & Co., Inc..
- – present · 3 yearsCharlotte, NC · Adviser representative · Firm CRD 155649
- Parsec Financial– · 19 yearsCharlotte, NC · Adviser representative · Firm CRD 104919
- Charles Schwab & Co., Inc.– · 2 yearsRaleigh, NC · Adviser representative · Firm CRD 5393
- Passed Series 66 · 2002
- Passed Series 7 and Series 63 · 2000
Registrations and exams
Michael Ziemer has a current investment-adviser registration in North Carolina and Texas and has passed 3 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| North Carolina | Investment adviser representative | Approved | 26 April 2023 |
| Texas | Investment adviser representative | Approved | 26 April 2023 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 4 April 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 March 2000 |
| Series 7 | General Securities Representative Examination | 24 February 2000 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Michael John Ziemer
- CRD
- 4037606
- Registration status
- Investment adviser registration
- Office
- 6700 FAIRVIEW ROAD, SUITE 360, Charlotte, NC 28210
- Firm bio
- moderawealth.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Modera identifies Michael J. Ziemer as a wealth manager and principal. Official Modera biography
Education
- Finance major, Indiana University Kelley School of BusinessOfficial Modera biography
Common questions
Where does Michael Ziemer work?
Michael Ziemer has held the title Elected Manager at Modera Wealth Management, LLC since May 2025, and is a control person of the firm.
Is Michael Ziemer a financial advisor?
Yes. Michael Ziemer has a current investment-adviser registration in North Carolina and Texas, through Modera Wealth Management since April 2023, as of 17 October 2026.
How many years of experience does Michael Ziemer have?
Michael Ziemer has worked in the financial industry for 24 years as of 17 October 2026, counted from 22 April 2002, across 3 adviser firms.
What exams has Michael Ziemer passed?
Michael Ziemer has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in February 2000.
Where did Michael Ziemer work before Modera Wealth Management?
Before Modera Wealth Management, Michael Ziemer was registered through Charles Schwab & Co., Inc., April 2002 to August 2004.
Where is Michael Ziemer based?
Michael Ziemer’s registered office is in Charlotte, NC.
Leadership at Modera Wealth Management
- Thomas OrecchioElected Manager and Chief Executive Officer
- Joseph McCuinePresident
- James KippChief Financial Officer
- Shelly KapoorChief Operating Officer
- Theresa DaysChief Compliance Officer and Principal
- John CeparanoElected Manager
- Sarah DergarabedianElected Manager
- Regan FadChief Legal Officer
- Gaurav MallikChief Investment Officer
- George PadulaElected Manager
- Benjamin RobinsAppointed Manager
- Patrick RunyenElected Manager
- Ethan WangAppointed Manager
- Mark WilloughbyElected Manager