Role at Modera Wealth Management
- Title on Schedule A
- Elected Manager
- Control
- Mark Willoughby is a control person of Modera Wealth Management.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Mark Willoughby has held the filed role since January 2024.
The firm
Form ADV filed 14 September 2026
Career on record
Mark Willoughby has been registered through Modera Wealth Management since January 2011, and before that through Modera Wealth Management and Greenbaum And Orecchio, Inc.
- – present · 16 yearsAtlanta, GA · Adviser representative · Firm CRD 155649
- Passed Series 65 · 2004
- Modera Wealth Management– · 7 yearsOld Tappan, NJ · Adviser representative · Firm CRD 105184
- Greenbaum And Orecchio, Inc– · 1 yearOld Tappan, NJ · Adviser representative · Firm CRD 105184
Registrations and exams
Mark Willoughby has a current investment-adviser registration in Georgia and New Jersey and has passed 1 qualifying exam.
| State | Scope | Status | Since |
|---|---|---|---|
| Georgia | Investment adviser representative | Approved | 24 January 2011 |
| New Jersey | Investment adviser representative | Approved | 3 January 2011 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 24 March 2004 |
- Name
- Uniform Investment Adviser Law Examination
Individual record
- Full name
- Mark Anthony Willoughby
- CRD
- 4340657
- Registration status
- Investment adviser registration
- Office
- Glenridge Highlands One, 5555 Glenridge Connector, Suite 150, Atlanta, GA 30342
- Firm bio
- moderawealth.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Modera identifies Mark Willoughby as a wealth manager and principal. Official Modera biography
Education
- Diploma in Professional Accounting, University College DublinOfficial Modera biography
- Bachelor of Commerce in Accounting, University of GalwayOfficial Modera biography
Common questions
Where does Mark Willoughby work?
Mark Willoughby has held the title Elected Manager at Modera Wealth Management, LLC since January 2024, and is a control person of the firm.
Is Mark Willoughby a financial advisor?
Yes. Mark Willoughby has a current investment-adviser registration in Georgia and New Jersey, through Modera Wealth Management since January 2011, as of 17 October 2026.
How many years of experience does Mark Willoughby have?
Mark Willoughby has worked in the financial industry for 24 years as of 17 October 2026, counted from 17 October 2002, across 2 adviser firms.
What exams has Mark Willoughby passed?
Mark Willoughby passed the Series 65 in March 2004.
Where did Mark Willoughby work before Modera Wealth Management?
Before Modera Wealth Management, Mark Willoughby was registered through Modera Wealth Management, March 2004 to December 2010; Greenbaum And Orecchio, Inc, June 2002 to November 2003.
Where is Mark Willoughby based?
Mark Willoughby’s registered office is in Atlanta, GA.
Leadership at Modera Wealth Management
- Thomas OrecchioElected Manager and Chief Executive Officer
- Joseph McCuinePresident
- James KippChief Financial Officer
- Shelly KapoorChief Operating Officer
- Theresa DaysChief Compliance Officer and Principal
- John CeparanoElected Manager
- Sarah DergarabedianElected Manager
- Regan FadChief Legal Officer
- Gaurav MallikChief Investment Officer
- George PadulaElected Manager
- Benjamin RobinsAppointed Manager
- Patrick RunyenElected Manager
- Ethan WangAppointed Manager
- Michael ZiemerElected Manager