Stephen Richardson is Chief Financial Officer and FINOP of The Huntington Investment, is not listed as a control person, but directly owns under 5% of the firm.
The Huntington Investment Company is a Columbus, OH firm with $7.89B under management, 42,398 clients and 415 advisers across 788 offices, as of its August 2026 filing.
No adviser firm registrations are on Stephen Richardson’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 27 | Financial and Operations Principal Examination | 23 June 2019 |
- Name
- Financial and Operations Principal Examination
- Full name
- Stephen Monroe Richardson
- CRD
- 6260539
- Firm
- The Huntington Investment · CRD 16986
- Role
- Chief Financial Officer; FINOP
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Stephen Richardson work?
Stephen Richardson is Chief Financial Officer; FINOP of The Huntington Investment Company.
Does Stephen Richardson have a current investment-adviser registration?
Stephen Richardson has a current broker registration and no current investment-adviser registration.
What exams has Stephen Richardson passed?
Stephen Richardson passed the Series 27 in June 2019.
Is Stephen Richardson registered with FINRA?
Yes. Stephen Richardson has a current broker registration, under CRD 6260539.
Source: FINRA BrokerCheck
How can I verify Stephen Richardson’s record?
Search CRD 6260539 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Stephen Richardson’s full registration record.
- Michael MiroballiPresident
- Michael MiroballiChief Operating Officer
- Cynthia ForestaChief Compliance Officer
- Monica Vickman BallardSecretary
- Jeffrey BoardmanConflict Officer
- Michael BrunnerROSFP
- Michael BrunnerMunicipal Principal
- Erica DuncanBoard Member
- Michael ErdelyiPrincipal Operations Officer
- Emily FergusonChief Technology Officer
- Melanie HamiltonPrincipal Financial Officer
- Melissa HoldingBoard Member
- Melissa HoldingDirector of Wealth Management
- Shawn Patrick LoughBoard Member
- Michael MiroballiBoard Member
- Greg SmithAml Officer