Cynthia Foresta has been Chief Compliance Officer of The Huntington Investment since January 2024, is a control person of the firm and directly owns under 5% of it.
The Huntington Investment Company is a Columbus, OH firm with $7.89B under management, 42,398 clients and 415 advisers across 788 offices, as of its August 2026 filing.
- – present · 2 yearsMayfield Heights, OH · Adviser representative and broker · Firm CRD 16986
Investment adviser representative registrations
Cynthia Foresta is registered as an investment adviser representative in 2 states. The first approvals date from April 2024; the most recent is Texas, in April 2025.
- OhioSince 29 April 2024
- TexasSince 9 April 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 26 April 2024 |
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 15 May 1997 |
| Series 7 | General Securities Representative Examination | 23 November 1994 |
- Name
- Uniform Combined State Law Examination
- Name
- Compliance Officer Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Cynthia Jean Foresta
- CRD
- 2445804
- Firm
- The Huntington Investment · CRD 16986
- Role
- Chief Compliance Officer
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 1995
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Cynthia Foresta work?
Cynthia Foresta has been Chief Compliance Officer of The Huntington Investment Company since January 2024, and is a control person of the firm.
Is Cynthia Foresta a financial advisor?
Yes. Cynthia Foresta has a current investment-adviser registration in Ohio and Texas, through The Huntington Investment since January 2024.
How many years of experience does Cynthia Foresta have?
Cynthia Foresta has 31 years in the financial industry, since March 1995, across 1 adviser firm.
What exams has Cynthia Foresta passed?
Cynthia Foresta has passed 5 licensing exams: the Series 7, Series 24, Series 14, Series 99TO and Series 66. The earliest, the Series 7, was passed in November 1994. FINRA credited Cynthia Foresta with the SIE, which began in October 2018.
Is Cynthia Foresta registered with FINRA?
Yes. Cynthia Foresta has a current broker registration, under CRD 2445804.
Source: FINRA BrokerCheck
How can I verify Cynthia Foresta’s record?
Search CRD 2445804 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Cynthia Foresta’s full registration record.
- Michael MiroballiPresident
- Stephen RichardsonChief Financial Officer
- Michael MiroballiChief Operating Officer
- Monica Vickman BallardSecretary
- Jeffrey BoardmanConflict Officer
- Michael BrunnerROSFP
- Michael BrunnerMunicipal Principal
- Erica DuncanBoard Member
- Michael ErdelyiPrincipal Operations Officer
- Emily FergusonChief Technology Officer
- Melanie HamiltonPrincipal Financial Officer
- Melissa HoldingBoard Member
- Melissa HoldingDirector of Wealth Management
- Shawn Patrick LoughBoard Member
- Michael MiroballiBoard Member
- Stephen RichardsonFINOP
- Greg SmithAml Officer