Emily Ferguson has been Chief Technology Officer of The Huntington Investment since March 2024, is not listed as a control person, but directly owns under 5% of the firm.
The Huntington Investment Company is a Columbus, OH firm with $7.89B under management, 42,398 clients and 415 advisers across 788 offices, as of its August 2026 filing.
Emily Ferguson’s longest registration was 8 years at Key Investment Services LLC (2014–2023).
- Ameriprise Financial Services, LLCAlso current– present · under a yearCleveland, OH · Adviser representative · Firm CRD 6363
- Key Investment Services LLC– · 8 yearsBrooklyn, OH · Adviser representative · Firm CRD 136300
- 1st Global Advisors Inc– · under a yearDallas, TX · Adviser representative · Firm CRD 111133
- Key Investment Services LLC– · under a yearBrooklyn, OH · Adviser representative · Firm CRD 136300
Investment adviser representative registrations
Emily Ferguson is registered as an investment adviser representative in Ohio, since October 2026.
- OhioSince 16 October 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 20 January 2011 |
| Series 24 | General Securities Principal Examination | 23 December 2010 |
| Series 7 | General Securities Representative Examination | 10 July 2000 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Emily Elizabeth Ferguson
- CRD
- 3107040
- Firm
- The Huntington Investment · CRD 16986
- Role
- Chief Technology Officer
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 2004
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Emily Ferguson work?
Emily Ferguson has been Chief Technology Officer of The Huntington Investment Company since March 2024.
Is Emily Ferguson a financial advisor?
Yes. Emily Ferguson has a current investment-adviser registration in Ohio.
How many years of experience does Emily Ferguson have?
Emily Ferguson has 21 years in the financial industry, since November 2004, across 4 adviser firms.
What exams has Emily Ferguson passed?
Emily Ferguson has passed 4 licensing exams: the Series 7, Series 24, Series 66 and Series 99TO. The earliest, the Series 7, was passed in July 2000. FINRA credited Emily Ferguson with the SIE, which began in October 2018.
Where was Emily Ferguson previously registered as an investment adviser?
Emily Ferguson has past investment-adviser registrations through Huntington Financial Advisors, March 2024 to October 2026; Key Investment Services LLC, May 2014 to January 2023; 1st Global Advisors Inc, April 2012 to May 2012; Key Investment Services LLC, January 2011 to August 2011, across 4 firms.
Is Emily Ferguson registered with FINRA?
Yes. Emily Ferguson has a current broker registration, under CRD 3107040.
Source: FINRA BrokerCheck
How can I verify Emily Ferguson’s record?
Search CRD 3107040 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Emily Ferguson’s full registration record.
- Michael MiroballiPresident
- Stephen RichardsonChief Financial Officer
- Michael MiroballiChief Operating Officer
- Cynthia ForestaChief Compliance Officer
- Monica Vickman BallardSecretary
- Jeffrey BoardmanConflict Officer
- Michael BrunnerROSFP
- Michael BrunnerMunicipal Principal
- Erica DuncanBoard Member
- Michael ErdelyiPrincipal Operations Officer
- Melanie HamiltonPrincipal Financial Officer
- Melissa HoldingBoard Member
- Melissa HoldingDirector of Wealth Management
- Shawn Patrick LoughBoard Member
- Michael MiroballiBoard Member
- Stephen RichardsonFINOP
- Greg SmithAml Officer