Greg Smith has been Aml Officer of The Huntington Investment since April 2026, is not listed as a control person, but directly owns under 5% of the firm.
The Huntington Investment Company is a Columbus, OH firm with $7.89B under management, 42,398 clients and 415 advisers across 788 offices, as of its August 2026 filing.
Greg Smith’s longest registration was 9 years at Key Investment Services LLC (2014–2024). Before joining The Huntington Investment in 2024, Greg Smith was registered through Key Investment Services LLC.
- – present · 2 yearsElyria, OH · Adviser representative and broker · Firm CRD 16986
- Key Investment Services LLC– · 9 yearsBrooklyn, OH · Adviser representative · Firm CRD 136300
- Key Investment Services LLC– · 7 yearsBrooklyn, OH · Adviser representative · Firm CRD 136300
Investment adviser representative registrations
Greg Smith is registered as an investment adviser representative in Ohio, since September 2024.
- OhioSince 30 September 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 27 November 2024 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 4 April 2006 |
| Series 53 | Municipal Securities Principal Examination | 18 January 2006 |
| Series 24 | General Securities Principal Examination | 29 November 2005 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 9 March 2005 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 24 February 2005 |
| Series 7 | General Securities Representative Examination | 3 June 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 March 1998 |
| Series 52 | Municipal Securities Representative Examination | 12 February 1998 |
- Name
- Compliance Officer Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Municipal Securities Representative Examination
- Full name
- Greg James Smith
- CRD
- 3006458
- Firm
- The Huntington Investment · CRD 16986
- Role
- Aml Officer
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 1998
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Greg Smith work?
Greg Smith has been Aml Officer of The Huntington Investment Company since April 2026.
Is Greg Smith a financial advisor?
Yes. Greg Smith has a current investment-adviser registration in Ohio, through The Huntington Investment since September 2024.
How many years of experience does Greg Smith have?
Greg Smith has 28 years in the financial industry, since October 1998, across 2 adviser firms.
What exams has Greg Smith passed?
Greg Smith has passed 10 licensing exams: the Series 52, Series 63, Series 7, Series 10, Series 9, Series 24, Series 53, Series 66, Series 99TO and Series 14. The earliest, the Series 52, was passed in February 1998. FINRA credited Greg Smith with the SIE, which began in October 2018.
Where did Greg Smith work before The Huntington Investment?
Before The Huntington Investment, Greg Smith was registered through Key Investment Services LLC, January 2007 to March 2014.
Is Greg Smith registered with FINRA?
Yes. Greg Smith has a current broker registration, under CRD 3006458.
Source: FINRA BrokerCheck
How can I verify Greg Smith’s record?
Search CRD 3006458 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Greg Smith’s full registration record.
- Michael MiroballiPresident
- Stephen RichardsonChief Financial Officer
- Michael MiroballiChief Operating Officer
- Cynthia ForestaChief Compliance Officer
- Monica Vickman BallardSecretary
- Jeffrey BoardmanConflict Officer
- Michael BrunnerROSFP
- Michael BrunnerMunicipal Principal
- Erica DuncanBoard Member
- Michael ErdelyiPrincipal Operations Officer
- Emily FergusonChief Technology Officer
- Melanie HamiltonPrincipal Financial Officer
- Melissa HoldingBoard Member
- Melissa HoldingDirector of Wealth Management
- Shawn Patrick LoughBoard Member
- Michael MiroballiBoard Member
- Stephen RichardsonFINOP