Michael Miroballi is President and Board Member and Chief Operating Officer of The Huntington Investment, is a control person of the firm and directly owns under 5% of it.
The Huntington Investment Company is a Columbus, OH firm with $7.89B under management, 42,398 clients and 415 advisers across 788 offices, as of its August 2026 filing.
Michael Miroballi’s longest registration is the current one, 9 years at The Huntington Investment since 2017. Before joining The Huntington Investment in 2017, Michael Miroballi was registered through M&i Financial Advisors, Inc. and Bmo Harris Financial Advisors, Inc.
- – present · 9 yearsChicago, IL · Adviser representative and broker · Firm CRD 16986
- M&i Financial Advisors, Inc.– · under a yearChicago, IL · Adviser representative · Firm CRD 16517
- Bmo Harris Financial Advisors, Inc– · 9 yearsChicago, IL · Adviser representative · Firm CRD 137115
Investment adviser representative registrations
Michael Miroballi is registered as an investment adviser representative in 7 states. Each was approved in March 2017.
- IllinoisSince 16 March 2017
- IndianaSince 16 March 2017
- KentuckySince 16 March 2017
- MichiganSince 16 March 2017
- OhioSince 16 March 2017
- PennsylvaniaSince 16 March 2017
- West VirginiaSince 28 March 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 20 December 2007 |
| Series 7 | General Securities Representative Examination | 14 June 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 13 June 1996 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- CRD
- 1545242
- Firm
- The Huntington Investment · CRD 16986
- Role
- President; Board Member; Chief Operating Officer
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 2002
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Michael Miroballi work?
Michael Miroballi is President; Board Member; Chief Operating Officer of The Huntington Investment Company, and is a control person of the firm.
Is Michael Miroballi a financial advisor?
Yes. Michael Miroballi has a current investment-adviser registration in Illinois, Indiana, Kentucky, Michigan, Ohio, Pennsylvania and West Virginia, through The Huntington Investment since March 2017.
How many years of experience does Michael Miroballi have?
Michael Miroballi has 23 years in the financial industry, since November 2002, across 3 adviser firms.
What exams has Michael Miroballi passed?
Michael Miroballi has passed 3 licensing exams: the Series 63, Series 7 and Series 24. The earliest, the Series 63, was passed in June 1996. FINRA credited Michael Miroballi with the SIE, which began in October 2018.
Where did Michael Miroballi work before The Huntington Investment?
Before The Huntington Investment, Michael Miroballi was registered through M&i Financial Advisors, Inc., May 2012 to August 2012; Bmo Harris Financial Advisors, Inc, October 2007 to February 2017.
Is Michael Miroballi registered with FINRA?
Yes. Michael Miroballi has a current broker registration, under CRD 1545242.
Source: FINRA BrokerCheck
How can I verify Michael Miroballi’s record?
Search CRD 1545242 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Michael Miroballi’s full registration record.
- Stephen RichardsonChief Financial Officer
- Cynthia ForestaChief Compliance Officer
- Monica Vickman BallardSecretary
- Jeffrey BoardmanConflict Officer
- Michael BrunnerROSFP
- Michael BrunnerMunicipal Principal
- Erica DuncanBoard Member
- Michael ErdelyiPrincipal Operations Officer
- Emily FergusonChief Technology Officer
- Melanie HamiltonPrincipal Financial Officer
- Melissa HoldingBoard Member
- Melissa HoldingDirector of Wealth Management
- Shawn Patrick LoughBoard Member
- Stephen RichardsonFINOP
- Greg SmithAml Officer