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Shashi Mehrotra

Senior Vice-President, Chief Investment Officer at Lincoln Investment Planning

Investment adviser and broker registrationsSEC record checked 17 October 2026

30
Years in the industry
9
Years at the firm
3
Adviser firms
2
State registrations

IAPD record retrieved 17 October 2026SEC record

Shashi Mehrotra is Senior Vice-President, Chief Investment Officer of Lincoln Investment Planning, LLC, a Fort Washington investment adviser managing $22B. Shashi Mehrotra has been registered through Lincoln Investment Planning since 3 January 2017, has 30 years in the industry across 3 firms and has passed 6 licensing exams.

Role at Lincoln Investment Planning

Title on Schedule A
Senior Vice-President, Chief Investment Officer
Control
Shashi Mehrotra is not a control person of Lincoln Investment Planning.
Ownership
An individual ownership band is not available in the source record.
Tenure
Shashi Mehrotra has held the filed role since August 2025.

The firm

Lincoln Investment Planning, LLC
Fort Washington, PA

Form ADV filed 20 July 2026

$22B AUM138,369 clients874 advisers26 offices

Career on record

Shashi Mehrotra has been registered through Lincoln Investment Planning since January 2017.

Firms and exams, newest first
  1. Passed Series 99TO · 2023
  2. Capital AnalystsCurrent
    – present · 7 years
    Fort Washington, PA · Adviser representative · Firm CRD 162200
  3. Lincoln InvestmentCurrent
    – present · 7 years
    , · Adviser representative · Firm CRD 519
  4. Passed SIE · 2018
  5. Lincoln InvestmentCurrent
    – present · 10 years
    Jupiter, FL · Adviser representative and broker · Firm CRD 519
  6. Legend Advisory, LLC
    – · 8 years
    Palm Beach Gardens, FL · Adviser representative · Firm CRD 104761
  7. Passed Series 24 · 1997
  8. Passed Series 7, Series 65 and Series 63 · 1996

Registrations and exams

Shashi Mehrotra has a current investment-adviser registration in Florida and Pennsylvania and has passed 6 qualifying exams.

Florida4 June 2019
Scope
Investment adviser representative
Status
Approved
Pennsylvania20 January 2026
Scope
Investment adviser representative
Status
Approved

Examinations

Series 636 June 1996
Name
Uniform Securities Agent State Law Examination
Series 6510 May 1996
Name
Uniform Investment Adviser Law Examination
Series 2413 November 1997
Name
General Securities Principal Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 79 January 1996
Name
General Securities Representative Examination

Individual record

Full name
Shashi Mehrotra
CRD
2640875
Firm
Lincoln Investment Planning, LLC
Registration status
Investment adviser and broker registrations

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Shashi Mehrotra work?

Shashi Mehrotra has been Senior Vice-President, Chief Investment Officer of Lincoln Investment Planning, LLC since August 2025.

Source: Form ADV, Schedule A, filed 20 July 2026

Is Shashi Mehrotra a financial advisor?

Yes. Shashi Mehrotra has a current investment-adviser registration in Florida and Pennsylvania, through Lincoln Investment Planning since January 2017, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does Shashi Mehrotra have?

Shashi Mehrotra has worked in the financial industry for 30 years as of 17 October 2026, counted from 10 January 1996, across 3 adviser firms.

Source: IAPD individual record, checked 17 October 2026

What exams has Shashi Mehrotra passed?

Shashi Mehrotra has passed 6 licensing exams: the Series 7, Series 65, Series 63, Series 24, SIE and Series 99TO. The earliest, the Series 7, was passed in January 1996.

Source: IAPD individual record, checked 17 October 2026

Leadership at Lincoln Investment Planning

Sources

  1. IAPD individual record, CRD 2640875. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Lincoln Investment Planning, LLC, filed 20 July 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Shashi Mehrotra or Lincoln Investment Planning, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.