Role at Lincoln Investment Planning
- Title on Schedule A
- Executive Vice-President, Chief Business Development Officer
- Control
- Daniel Alexander is a control person of Lincoln Investment Planning.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Daniel Alexander has held the filed role since July 2025.
The firm
Form ADV filed 20 July 2026
Career on record
- Retireaware– · 1 yearMiami, FL · Adviser representative · Firm CRD 291663
- Passed SIE · 2017
- Passed Series 24, Series 51 and Series 66 · 2005
- Valic Financial Advisors, Inc.– · 17 yearsChicago, IL · Adviser representative · Firm CRD 42803
- Passed Series 63 · 2000
- Passed Series 7 · 1999
Registrations and exams
No current adviser or broker registration. Daniel Alexander has passed 6 qualifying exams.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 12 August 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 January 2000 |
| Series 51 | Municipal Fund Securities Principal Examination | 29 July 2005 |
| Series 24 | General Securities Principal Examination | 19 May 2005 |
| SIE | Securities Industry Essentials Examination | 6 July 2017 |
| Series 7 | General Securities Representative Examination | 8 December 1999 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Municipal Fund Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Daniel Sean Alexander
- CRD
- 4051341
- Registration status
- No current adviser or broker registration
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Daniel Alexander work?
Daniel Alexander has been Executive Vice-President, Chief Business Development Officer of Lincoln Investment Planning, LLC since July 2025, and is a control person of the firm.
Does Daniel Alexander have a current investment-adviser registration?
Daniel Alexander has no current investment-adviser or broker registration, as of 17 October 2026.
What exams has Daniel Alexander passed?
Daniel Alexander has passed 6 licensing exams: the Series 7, Series 63, Series 24, Series 51, Series 66 and SIE. The earliest, the Series 7, was passed in December 1999.
Where was Daniel Alexander previously registered as an investment adviser?
Daniel Alexander has past investment-adviser registrations through Retireaware, February 2018 to May 2019; Valic Financial Advisors, Inc., May 2000 to July 2017, across 2 firms.
Leadership at Lincoln Investment Planning
- Anthony Charles BuetiExecutive Vice-President, Chief Operating Officer
- Karen Dougherty BuraVice-President, Controller
- Jason Christopher EstesExecutive Vice-President, Chief
- Steven Neil FlaxExecutive Vice-President, Chief Human Resources Officer
- Maureen Ann MattsonExecutive Vice-President, General Counsel & Chief Compliance Officer
- Diane Mulherrin McCarthyExecutive Vice-President/Chief Financial Officer/Principal Financial Officer/Elected Manager
- Shashi MehrotraSenior Vice-President, Chief Investment Officer
- Susan Mary OberliesSenior Vice-President, Deputy General Counsel, Corporate Secretary and Head of Risk
- Edward Samuel JR ForstElected Manager