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Karen Bura

Vice-President, Controller at Lincoln Investment Planning

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
4
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Karen Bura is Vice-President, Controller of Lincoln Investment Planning, LLC, a Fort Washington investment adviser managing $22B. Karen Bura has a current broker registration and no current investment-adviser registration and has passed the Series 6, Series 63, SIE and Series 99TO.

Role at Lincoln Investment Planning

Title on Schedule A
Vice-President, Controller
Control
Karen Bura is not a control person of Lincoln Investment Planning.
Ownership
An individual ownership band is not available in the source record.
Tenure
Karen Bura has held the filed role since March 2023.

The firm

Lincoln Investment Planning, LLC
Fort Washington, PA

Form ADV filed 20 July 2026

$22B AUM138,369 clients874 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed Series 99TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 63 · 1992
  4. Passed Series 6 · 1991

Registrations and exams

Broker registration; no current adviser registration. Karen Bura has passed 4 qualifying exams.

Examinations

Series 638 September 1992
Name
Uniform Securities Agent State Law Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 617 December 1991
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
Karen Dougherty Bura
CRD
1666006
Firm
Lincoln Investment Planning, LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Karen Bura work?

Karen Bura has been Vice-President, Controller of Lincoln Investment Planning, LLC since March 2023.

Source: Form ADV, Schedule A, filed 20 July 2026

Does Karen Bura have a current investment-adviser registration?

Karen Bura has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Karen Bura passed?

Karen Bura has passed 4 licensing exams: the Series 6, Series 63, SIE and Series 99TO. The earliest, the Series 6, was passed in December 1991.

Source: IAPD individual record, checked 17 October 2026

Leadership at Lincoln Investment Planning

  • Daniel Sean Alexander
    Executive Vice-President, Chief Business Development Officer
  • Anthony Charles Bueti
    Executive Vice-President, Chief Operating Officer
  • Jason Christopher Estes
    Executive Vice-President, Chief
  • Steven Neil Flax
    Executive Vice-President, Chief Human Resources Officer
  • Maureen Ann Mattson
    Executive Vice-President, General Counsel & Chief Compliance Officer
  • Diane Mulherrin McCarthy
    Executive Vice-President/Chief Financial Officer/Principal Financial Officer/Elected Manager
  • Shashi Mehrotra
    Senior Vice-President, Chief Investment Officer
  • Susan Mary Oberlies
    Senior Vice-President, Deputy General Counsel, Corporate Secretary and Head of Risk
  • Edward Samuel JR Forst
    Elected Manager
  • Kathleen Kinslow Leckey
    CEO

Sources

  1. IAPD individual record, CRD 1666006. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Lincoln Investment Planning, LLC, filed 20 July 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Karen Bura or Lincoln Investment Planning, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.