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Kathleen Leckey

CEO at Lincoln Investment Planning

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
6
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Kathleen Leckey is CEO of Lincoln Investment Planning, LLC, a Fort Washington investment adviser managing $22B. Kathleen Leckey has a current broker registration and no current investment-adviser registration and has passed 6 licensing exams.

Role at Lincoln Investment Planning

Title on Schedule A
CEO
Control
Kathleen Leckey is a control person of Lincoln Investment Planning.
Ownership
An individual ownership band is not available in the source record.
Tenure
Kathleen Leckey has held the filed role since June 2026.

The firm

Lincoln Investment Planning, LLC
Fort Washington, PA

Form ADV filed 20 July 2026

$22B AUM138,369 clients874 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 7 and Series 24 · 2013
  3. Passed Series 26 · 2005
  4. Passed Series 6 and Series 63 · 1996

Registrations and exams

Broker registration; no current adviser registration. Kathleen Leckey has passed 6 qualifying exams.

Examinations

Series 6328 August 1996
Name
Uniform Securities Agent State Law Examination
Series 248 April 2013
Name
General Securities Principal Examination
Series 2623 February 2005
Name
Investment Company Products/Variable Contracts Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 712 February 2013
Name
General Securities Representative Examination
Series 614 May 1996
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
Kathleen Kinslow Leckey
CRD
2447809
Firm
Lincoln Investment Planning, LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Kathleen Leckey work?

Kathleen Leckey has been CEO of Lincoln Investment Planning, LLC since June 2026, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 20 July 2026

Does Kathleen Leckey have a current investment-adviser registration?

Kathleen Leckey has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Kathleen Leckey passed?

Kathleen Leckey has passed 6 licensing exams: the Series 6, Series 63, Series 26, Series 7, Series 24 and SIE. The earliest, the Series 6, was passed in May 1996.

Source: IAPD individual record, checked 17 October 2026

Leadership at Lincoln Investment Planning

  • Daniel Sean Alexander
    Executive Vice-President, Chief Business Development Officer
  • Anthony Charles Bueti
    Executive Vice-President, Chief Operating Officer
  • Karen Dougherty Bura
    Vice-President, Controller
  • Jason Christopher Estes
    Executive Vice-President, Chief
  • Steven Neil Flax
    Executive Vice-President, Chief Human Resources Officer
  • Maureen Ann Mattson
    Executive Vice-President, General Counsel & Chief Compliance Officer
  • Diane Mulherrin McCarthy
    Executive Vice-President/Chief Financial Officer/Principal Financial Officer/Elected Manager
  • Shashi Mehrotra
    Senior Vice-President, Chief Investment Officer
  • Susan Mary Oberlies
    Senior Vice-President, Deputy General Counsel, Corporate Secretary and Head of Risk
  • Edward Samuel JR Forst
    Elected Manager

Sources

  1. IAPD individual record, CRD 2447809. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Lincoln Investment Planning, LLC, filed 20 July 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

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This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Kathleen Leckey or Lincoln Investment Planning, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.