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Scott Matheson

Managing Director at Capfinancial Partners

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
4
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Scott Matheson is Managing Director of Capfinancial Partners, LLC, a Raleigh investment adviser managing $1.24T. Scott Matheson has a current broker registration and no current investment-adviser registration and has passed the Series 7, Series 3, Series 63 and SIE.

Role at Capfinancial Partners

Title on Schedule A
Managing Director
Control
Scott Matheson is a control person of Capfinancial Partners.
Ownership
An individual ownership band is not available in the source record.
Tenure
Scott Matheson has held the filed role since April 2017.

The firm

Capfinancial Partners, LLC
Raleigh, NC

Form ADV filed 30 September 2026

$1.24T AUM41,750 clients885 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 7, Series 3 and Series 63 · 2005

Registrations and exams

Broker registration; no current adviser registration. Scott Matheson has passed 4 qualifying exams.

Examinations

Series 6331 October 2005
Name
Uniform Securities Agent State Law Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 324 October 2005
Name
National Commodity Futures Examination
Series 713 August 2005
Name
General Securities Representative Examination

Individual record

Full name
Scott Thomas Matheson
CRD
4992054
Firm
Capfinancial Partners, LLC
Registration status
Broker registration; no current adviser registration
Firm bio
captrust.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

CAPTRUST says Scott Matheson leads its client service, solutions, operations, and portfolio trading and implementation teams. Official firm biography/team page

Education

Common questions

Where does Scott Matheson work?

Scott Matheson has been Managing Director of Capfinancial Partners, LLC since April 2017, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 September 2026

Does Scott Matheson have a current investment-adviser registration?

Scott Matheson has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Scott Matheson passed?

Scott Matheson has passed 4 licensing exams: the Series 7, Series 3, Series 63 and SIE. The earliest, the Series 7, was passed in August 2005.

Source: IAPD individual record, checked 18 October 2026

Leadership at Capfinancial Partners

Sources

  1. IAPD individual record, CRD 4992054. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Capfinancial Partners, LLC, filed 30 September 2026. Title, control and ownership bands.
  3. Capfinancial Partners team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Scott Matheson or Capfinancial Partners, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.