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Michael Wunderli

Managing Director at Capfinancial Partners

Broker registration; no current adviser registrationSEC record checked 18 October 2026

2
Past adviser firms
4
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Michael Wunderli is Managing Director of Capfinancial Partners, LLC, a Raleigh investment adviser managing $1.24T. Michael Wunderli has a current broker registration and no current investment-adviser registration and has passed the Series 7, Series 66, Series 79 and SIE.

Role at Capfinancial Partners

Title on Schedule A
Managing Director
Control
Michael Wunderli is not a control person of Capfinancial Partners.
Ownership
An individual ownership band is not available in the source record.
Tenure
Michael Wunderli has held the filed role since June 2025.

The firm

Capfinancial Partners, LLC
Raleigh, NC

Form ADV filed 30 September 2026

$1.24T AUM41,750 clients885 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 79 · 2016
  3. UBS Financial Services Inc.
    – · 7 years
    Century City, CA · Adviser representative · Firm CRD 8174
  4. Lehman Brothers Inc.
    – · 4 years
    Los Angeles, CA · Adviser representative · Firm CRD 7506
  5. Passed Series 7 and Series 66 · 2003

Registrations and exams

Broker registration; no current adviser registration. Michael Wunderli has passed 4 qualifying exams.

Examinations

Series 6620 October 2003
Name
Uniform Combined State Law Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 7913 December 2016
Name
Investment Banking Registered Representative Examination
Series 713 October 2003
Name
General Securities Representative Examination

Individual record

Full name
Michael Arm Wunderli
CRD
4706825
Firm
Capfinancial Partners, LLC
Registration status
Broker registration; no current adviser registration
Firm bio
captrust.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

CAPTRUST identifies Mike Wunderli as Managing Director and Head of Mergers and Acquisitions, responsible for identifying and executing M&A opportunities. Official firm biography/team page

Education

  • B.A. in international relations, Brigham Young University; M.B.A. in finance and entrepreneurship, Wharton School, University of Pennsylvania.Official firm biography/team page

Common questions

Where does Michael Wunderli work?

Michael Wunderli has been Managing Director of Capfinancial Partners, LLC since June 2025.

Source: Form ADV, Schedule A, filed 30 September 2026

Does Michael Wunderli have a current investment-adviser registration?

Michael Wunderli has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Michael Wunderli passed?

Michael Wunderli has passed 4 licensing exams: the Series 7, Series 66, Series 79 and SIE. The earliest, the Series 7, was passed in October 2003.

Source: IAPD individual record, checked 18 October 2026

Where was Michael Wunderli previously registered as an investment adviser?

Michael Wunderli has past investment-adviser registrations through UBS Financial Services Inc., September 2008 to May 2015; Lehman Brothers Inc., May 2004 to September 2008, across 2 firms.

Source: IAPD individual record, checked 18 October 2026

Leadership at Capfinancial Partners

Sources

  1. IAPD individual record, CRD 4706825. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Capfinancial Partners, LLC, filed 30 September 2026. Title, control and ownership bands.
  3. Capfinancial Partners team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Michael Wunderli or Capfinancial Partners, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.