Role at Capfinancial Partners
- Title on Schedule A
- President
- Control
- Benjamin Goldstein is a control person of Capfinancial Partners.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Benjamin Goldstein has held the filed role since April 2010.
The firm
Form ADV filed 30 September 2026
Career on record
- Passed SIE · 2017
- Passed Series 63 and Series 22 · 2009
- Passed Series 3 · 1989
- Passed Series 7 and Series 8 · 1988
- Passed Series 27 · 1987
Registrations and exams
No current adviser or broker registration. Benjamin Goldstein has passed 7 qualifying exams.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 14 July 2009 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 23 September 1988 |
| Series 27 | Financial and Operations Principal Examination | 23 January 1987 |
| SIE | Securities Industry Essentials Examination | 2 November 2017 |
| Series 22 | Direct Participation Programs Representative Examination | 14 July 2009 |
| Series 3 | National Commodity Futures Examination | 1 March 1989 |
| Series 7 | General Securities Representative Examination | 21 May 1988 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- Financial and Operations Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Benjamin Stuart Goldstein
- CRD
- 1613111
- Registration status
- No current adviser or broker registration
- Firm bio
- captrust.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
CAPTRUST lists Ben Goldstein as president. Official firm biography/team page
Common questions
Where does Benjamin Goldstein work?
Benjamin Goldstein has been President of Capfinancial Partners, LLC since April 2010, and is a control person of the firm.
Does Benjamin Goldstein have a current investment-adviser registration?
Benjamin Goldstein has no current investment-adviser or broker registration, as of 17 October 2026.
What exams has Benjamin Goldstein passed?
Benjamin Goldstein has passed 7 licensing exams: the Series 27, Series 7, Series 8, Series 3, Series 63, Series 22 and SIE. The earliest, the Series 27, was passed in January 1987.
Leadership at Capfinancial Partners
- James MillerChief Executive Officer
- Robert MillerChief Financial Officer
- Ann LeddyChief Compliance Officer
- Karen DeniseSenior Director
- Wilson HoyleManaging Director
- Christina Markell-BallezaManaging Director, General Counsel
- Scott MathesonManaging Director
- Jonathan MeyerChief Technology Officer
- Andrew RaggioSenior Director, Head of Trading
- Katelyn SampsonChief Human Resources Officer
- Derick ShoffManaging Director
- Michael VogelzangManaging Director, Chief Investment Officer
- Edward WelchManaging Director
- Michael WunderliManaging Director